... Committee pursuant to resolutions 1267 (1999), 1989 (2011) and 2253 (2015) enacted the amendments specified with underline and strikethrough in the entry below on its ISIL (Da’esh) and Al-Qaida Sanctions List of individuals and entities subject to the assets freeze, travel ban and arms embargo set out in...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171020.pdf -
Date: 2018-01-15
... innovation and spontaneously generate good conduct? Because no market is perfect. Like the human beings who are the actors in it, a market is replete with imperfections and imbalances that if left unchecked could result in unfair outcomes for buyers. Regulation is needed to set parameters...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_02.html -
Date: 2024-01-12
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2020-09-28
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2021-11-01
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2021-09-01
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2020-06-19
..., that it has maintained an appropriate set of rules and regulations for its members to comply with the minimum requirements as specified by the IA and contained herein. An appropriate set of rules and regulations shall, amongst other things, include the eligibility of membership, membership rules, code...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
..., that it has maintained an appropriate set of rules and regulations for its members to comply with the minimum requirements as specified by the IA and contained herein. An appropriate set of rules and regulations shall, amongst other things, include the eligibility of membership, membership rules, code...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
... correct name of the education pamphlet should be “Questions you need to ask before taking out an ILAS product”. The whole set of the Updated Requirements is amended and attached. AC/JW/BF/sw Encls. (21 pgs incl. this cover) 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
... Procedures Dedicated Team & E-mail Account: •
Set up a dedicated Complaints Handling Team under Market Conduct Division • Create a new e-mail account "
[email protected]" to centralize e-mail communications related to complaints 22 New Initiatives – On-site Inspection on Insurance Brokers After 26 June...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf -
Date: 2021-12-09