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⏭... 視為在生效日期已根據本條例附表 11第 66條獲發保險 經紀公司牌照的公司； 認可經紀團體 (approved broker body)具有本條例附表 11所 給予的涵義。 2. 股本及淨資產 由生效日期起至 2023年 12月 31日止期間，指明保險經紀公 司須分別根據第 3及 4(1)條在任何時間維持的繳足款股本及 淨資產款額—— (a) 由生效日期開始至 2021年 12月 31日為止期間，為 不少於 $100,000；及 (b) 由 2022年 1月 1日開始至 2023年 12月 31日為止 期間，為不少於 $300,000。 Schedule [r. 10] Savings and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Insurance_FinancialandOtherRequirementsforLicensedInsuranceBrokerCompanies_Rules.pdf -
Date: 2020-06-24
... requests for information or assistance. Except as otherwise required or permitted by law, the information so exchanged shall not be disclosed to any third party without the prior consent of the party providing the information. 11.2 Each party will establish and maintain such safeguards as are necessary and...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... requests for information or assistance. Except as otherwise required or permitted by law, the information so exchanged shall not be disclosed to any third party without the prior consent of the party providing the information. 11.2 Each party will establish and maintain such safeguards as are necessary and...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... requests for information or assistance. Except as otherwise required or permitted by law, the information so exchanged shall not be disclosed to any third party without the prior consent of the party providing the information. 11.2 Each party will establish and maintain such safeguards as are necessary and...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
... monitoring, product development, investment, reinsurance, operational risk management, and key performance indicators for senior management. 6.2.11 To ensure the models meet the intended purpose and to minimize model risks, all models used as part of an authorized insurer’s risk and capital management...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
... 18 個月限期內符合 上述其中一項試後要求(參見上述條件第(1)(i)及(ii)項)，以及不續期或不繼續(並中止)委 任未能於 18 個月限期內符合有關要求的所有個人持牌人。 2 計算首個牌照18個月有效期的例子: 例子A: 如保險原理及實務試卷(遙距應考模式)及長期保 險試卷(遙距應考模式) 的通過日期分別為2022年4 月1日及4月11日，則18個月有效期將由2022年4 月11日開始計算。 例子B: 如保險原理及實務試卷(原本應考模式)的通過日 期為2022年1月25日，而一般保險試卷(遙距應考 模式) 及長期保險試卷(遙距應考模式) 的通過日期 分別為2022年4月11日及4月15日，則...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_RIME_15032022_CHI.pdf -
Date: 2022-05-31
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10