... a report to an authorized officer (i.e.JFIU), together with any matter that knowledge or suspicion is based • MAX PENALTY: – Fine of HK$50,000 AND – Imprisonment for 3 months香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Knows / Suspects Knows : - Participation or Being...

... 455 OSCO S.12(1) of Cap. 575 UNATMO Max. Penalty: Fine at Level 5 (HK$ 50,000) & 3 Months’ Imprisonment • A legal requirement • Applied to all • Knowledge and Suspicion based reporting ©Hong Kong Police Force香港警務處版權所有 Reporting requirementReporting requirement • No threshold or cross boundary...

.../ CTF -- Key Legislation 1989 1994 2002 2012 2018 A person knows or suspects that -any property -represents proceeds of crime / terrorist property -he or she should report to an authorized officer (i.e. JFIU officers). Failing to report is an offence which is liable to HK$ 50,000 fine and 3-month...

...)  HK$20,000 - HK$49,999 d)  HK$50,000 - HK$100,000 e)  over HK$100,000. b. What is your approximate current accumulative amount of liquid assets? Please specify type and amount: Type : [HK$ ] Note: Liquid assets are assets which may be easily turned into cash, for example, cash, money in bank...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

..., please also check the Register of Licensed Insurance Intermediaries to ensure the applicant is not holding an active licence with the Insurance Authority.   If the applicant is holding an active licence and he/she/it is not going to change his/her/its licence type under a new...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... who is responsible for the whole of the insurance business carried on by the insurer within Hong Kong. By virtue of section 50B, the authorized representative of Lloyd’s is also subject to the prior approval requirement under section 13A. Directors 2.5 Section 13AC provides that an authorized insurer...

... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...