... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01
... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-09-01
... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-06-19
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
... - Fundamentals of Securities and Futures Regulation 精讀班: 證券及期貨從業員資格考試〈試卷一:基本證券及期貨規則〉 No 4 26 Apr 2021 - 25 Apr 2022 In-house 內部員工 + Public 公眾人士 + Commissioning Body 委託機構員工 Miss CHEUNG Yuk Yu, Metis 36012338 80/20/40 New Convoy Global Holdings Limited Mandatory Provident Fund (MPF) Schemes Examination Intensive...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-05-06
... duties and such duties are clerical or administrative in nature, the employee will likely be exempt from licensing by virtue of section 123(2) of the Ordinance. Section 79 Exemption 3.12. Under section 79 of the Ordinance, a person may apply to the IA for an exemption from any provision under Part X of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2021-10-12
... duties and such duties are clerical or administrative in nature, the employee will likely be exempt from licensing by virtue of section 123(2) of the Ordinance. Section 79 Exemption 3.12. Under section 79 of the Ordinance, a person may apply to the IA for an exemption from any provision under Part X of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2020-07-06
... duties and such duties are clerical or administrative in nature, the employee will likely be exempt from licensing by virtue of section 123(2) of the Ordinance. Section 79 Exemption 3.12. Under section 79 of the Ordinance, a person may apply to the IA for an exemption from any provision under Part X of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2018-11-30