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... Insurance Intermediaries Quality Assurance Scheme Travel Insurance Agents Examination Study Notes 2014 Edition PREFACE Divided into Part I – Principles and Practice of Insurance, and Part II – Travel Insurance, these Study Notes have been prepared to correspond with the various Chapters in the Syl...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.doc - Date: 2019-12-02
[PDF] GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf - Date: 2020-09-07
[PDF] GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf - Date: 2020-09-24
... - Fundamentals of Securities and Futures Regulation 精讀班: 證券及期貨從業員資格考試〈試卷一:基本證券及期貨規則〉 No 4 26 Apr 2021 - 25 Apr 2022 In-house 內部員工 + Public 公眾人士 + Commissioning Body 委託機構員工 Miss CHEUNG Yuk Yu, Metis 36012338 80/20/40 New Convoy Global Holdings Limited Mandatory Provident Fund (MPF) Schemes Examination Intensive...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf - Date: 2021-05-06
... duties and such duties are clerical or administrative in nature, the employee will likely be exempt from licensing by virtue of section 123(2) of the Ordinance. Section 79 Exemption 3.12. Under section 79 of the Ordinance, a person may apply to the IA for an exemption from any provision under Part X of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf - Date: 2021-10-12
... duties and such duties are clerical or administrative in nature, the employee will likely be exempt from licensing by virtue of section 123(2) of the Ordinance. Section 79 Exemption 3.12. Under section 79 of the Ordinance, a person may apply to the IA for an exemption from any provision under Part X of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf - Date: 2020-07-06
... duties and such duties are clerical or administrative in nature, the employee will likely be exempt from licensing by virtue of section 123(2) of the Ordinance. Section 79 Exemption 3.12. Under section 79 of the Ordinance, a person may apply to the IA for an exemption from any provision under Part X of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf - Date: 2018-11-30
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf - Date: 2020-06-16
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf - Date: 2020-09-24
... Guideline on Anti-Money GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business, and licensed individual insurance agents, licensed ins...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf - Date: 2019-12-24