... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... annual report gives an overview of key activities carried out by the IA to forge Hong Kong into a global risk management centre and regional insurance hub by leveraging on the “dual circulation” strategy. On domestic circulation, the IA is cooperating closely with relevant Mainland...

... Amendments to the Guideline on Anti-Money Laundering and Counter-Terrorist Financing and the Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter Terrorist Financing 13 September 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized...

...”) Regime, devising a group-wide supervisory framework, introducing measures to enhance competitiveness of Hong Kong as a global risk management centre, sustaining momentum on initiatives related to the Guangdong-Hong Kong-Macao Greater Bay Area (“GBA”) development and bringing insurance products in line...

...”) Regime, devising a group-wide supervisory framework, introducing measures to enhance competitiveness of Hong Kong as a global risk management centre, sustaining momentum on initiatives related to the Guangdong-Hong Kong-Macao Greater Bay Area (“GBA”) development and bringing insurance products in line...

... companies and licensed insurance agencies, and Chief Executives of all authorized institutions Dear Sirs, Joint inspection on the use of premium financing to take out long term insurance policies in Hong Kong The Insurance Authority (“IA”) and the Hong Kong Monetary Authority (“HKMA”) carried out a joint...

... Supervisory Approach for Licensed Insurance Agents The Insurance Authority ("IA") employs various tools in conducting on-going supervision of licensed insurance agents, broadly comprising off-site monitoring and on-site inspection. The supervisory focus...

... Equivalence Assessment Framework Agreement on Solvency Regulatory Regime signed by Office of the Commissioner of Insurance and China Insurance Regulatory Commission Equivalence Assessment Framework Agreement on Solvency Regulatory Regime signed by Office of the Commissioner of Insurance and China...

... Equivalence Assessment Framework Agreement on Solvency Regulatory Regime signed by Office of the Commissioner of Insurance and China Insurance Regulatory Commission Equivalence Assessment Framework Agreement on Solvency Regulatory Regime signed by Office of the Commissioner of Insurance and China...