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GL3_Eng.pdf
... activities in respect of long term business) Insurance Authority September 2019 Contents Page Chapter 1 Overview ........................................................................... 1 Chapter 2 Risk-based approach ......................................................... 9 Chapter 3 AML/CFT Systems...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
... insurance agencies and licensed insurance broker companies carrying on regulated activities in respect of long term business)) Insurance Authority September 2019November 2018 Contents Page Chapter 1 Overview ........................................................................... 1 Chapter 2 Risk-based...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC (“SFC Code of Conduct”) to include, with effect from...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20
[PDF]
GL3_Appendix_A.pdf
... ........................................................................... 1 Chapter 2 Risk-based approach ......................................................... 9 Chapter 3 AML/CFT Systems ......................................................... 13 Chapter 4 Customer due diligence ................................................... 18 Chapter 5 Ongoing monitoring...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
[PDF]
1q16long.pdf
...,210,853 B 婚姻及出生 Marriage and birth 0 0 0 1 C 相連長期 Linked long term 基本計劃 Base Plan 268 2,148 923,015 711,570 1,098,669 135,651 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 2,825 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 1,086 非意外及疾病 Other than Accident & Sickness 0...
https://www.ia.org.hk/english/infocenter/statistics/files/1q16long.pdf -
Date: 2017-11-29
[PDF]
3q16long.pdf
... Marriage and birth 0 0 0 0 C 相連長期 Linked long term 基本計劃 Base Plan 1,578 7,465 2,402,267 2,358,768 3,049,081 452,066 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 8,068 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 2,185 非意外及疾病 Other than Accident & Sickness 0 1,881,115 0 2,587...
https://www.ia.org.hk/english/infocenter/statistics/files/3q16long.pdf -
Date: 2017-11-29
[PDF]
4q19long.pdf
... (Medical) 0 932,588 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 168,546 非意外及疾病 Other than Accident & Sickness 458,143 33,850,827 14,857 211,228 (II) 年金 (II) Annuities 3,213 130,407 213,395 9,001,552 2,474,076 18,418,797 類別 A 總額 Total of Class A 28,540 1,396,601 94,975,814 806,190,634 39,930,286 120,453...
https://www.ia.org.hk/english/infocenter/statistics/files/4q19long.pdf -
Date: 2020-03-13
... Officer (namely, ____________________________), who is at the management level of our company, has been appointed by the senior management and has been carrying out the functions in accordance with the Guideline; 2 A Money Laundering Reporting Officer (namely, ______________________), who is a senior...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_Annual_AML_Compliance_Certificate_2_May_2019_eg19.pdf -
Date: 2019-12-20
[PDF]
1q20long.pdf
...) 0 172,788 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 26,512 非意外及疾病 Other than Accident & Sickness 19,793 5,920,300 3,134 40,066 (II) 年金 (II) Annuities 568 36,428 28,940 2,372,151 437,781 3,495,715 類別 A 總額 Total of Class A 6,418 264,453 21,733,212 122,431,382 10,575,933 21,876,956 B 婚姻及出生...
https://www.ia.org.hk/english/infocenter/statistics/files/1q20long.pdf -
Date: 2020-11-30