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⏭... Special Resolution 2_CIB_Memorandum_and_Articles_of_Association_v2_10_12_1996 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_Memorandum_and_Articles_of_Association_v2_10_12_1996_eg19.pdf -
Date: 2019-12-20
... (the “Amendment Ordinance”) becoming effective, Part X of the Insurance Ordinance (Cap.41) (“IO”) will continue to govern insurance intermediaries. Insurance intermediaries are currently subject to a self-regulatory system supported by provisions contained in Part X of the IO....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/regulation_of_insurance_intermediaries.html -
Date: 2017-06-22
...只能以網上形式授課。 儘管業界已迅速及靈活地應用了網上平台進行持續專業培訓學習，然而我們明白到，業 界在維持業務運作的同時仍要策劃及提供這些網上課程的情況下，可能遇到後勤支援方 面的額外困難及挑戰。因此，保險業監管局（「保監局」）認為有必要將 2021/2022 評核 期的持續專業培訓時數加幅調低至 12 個時數（原為 15 個時數），此舉亦可使持續專業 培訓時數以漸進方式，增加至下一個評核期（即由 2022 年 8 月 1 日至 2023 年 7 月 31 日） 的 15 個持續專業培訓時數。 為此，我們公布下列相關變動： 有關 2021/2022 評核期的持續專業培訓規定的變動 1. 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_25032022_Chi.pdf -
Date: 2022-05-31
... customers have taken up the top-up option. Q2 Referring to paragraph 4.2 of the Guideline, please clarify if there is any minimum requirement to classify a product as having refundable feature. For example, does a product refunding 30% (or even smaller) of total premium paid fall into the scope? 2 A2...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL28.pdf -
Date: 2020-09-24
... customers have taken up the top-up option. Q2 Referring to paragraph 4.2 of the Guideline, please clarify if there is any minimum requirement to classify a product as having refundable feature. For example, does a product refunding 30% (or even smaller) of total premium paid fall into the scope? 2 A2...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL28.pdf -
Date: 2020-12-21
... Updated list of relevant persons and entities under the United Nations Sanctions (ISIL and Al-Qaida) Regulation List of relevant persons and entities 12 November 2018 Statements issued by the Financial Action Task Force on Money Laundering...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2018.html -
Date: 2019-02-01
... 12 01 Oct 2021 - 30 Sep 2022 Public 公眾人士 Mr Sam KONG 29827834 80/92/11 New Institute of Financial Planners of Hong Kong Practices & Updates in Financial Planning X * Yes 30 06 Oct 2021 - 05 Oct 2022 Public 公眾人士 Mr Sam KONG 29827834 - 20 - Ref 參考編號 Name of CPD Activity Provider 舉辦機構名稱 Title of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
... 8 November 2013 Statements issued by the Financial Action Task Force on Money Laundering (“FATF”) 1 November 2013...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2013.html -
Date: 2017-06-23
[PDF]
GL30_English.pdf
...…………………………………………………… 3 6. Detailed Requirements for the Financial Needs Analysis... 4 7. 8. Commencement………………………………………...… Transitional Provision…………………………..………… 10 11 Financial Needs Analysis Template Appendix 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the...
https://www.ia.org.hk/english/legislative_framework/files/GL30_English.pdf -
Date: 2020-09-24
[PDF]
Financial_needs.pdf
...…………………………………………………… 3 6. Detailed Requirements for the Financial Needs Analysis... 4 7. 8. Commencement………………………………………...… Transitional Provision…………………………..………… 10 11 Financial Needs Analysis Template Appendix 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf -
Date: 2020-06-24