... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...

... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...

... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...

... 1 Frequently Asked Questions on the Continuing Professional Development (“CPD”) Requirements I. Facilitative Measures: Q1 II. Transitional Arrangements: Q2 – Q5 III. Others: Q6 – Q10 I. FACILITATIVE MEASURES Q1: What facilitative measures has the Insurance Authority (“IA”) taken to assist...

... Convoy Financial Solutions Limited (collectively the Companies) and has ordered each pay a fine of $95,000 (total $190,000) for failing to keep separate client accounts and maintain proper books and records. The disciplinary actions follow an investigation by the IA which discovered that during...

... TPLHK 31-12-17 - - - - 安達人壽 Chubb Life 31-12-17 2 - 48 - 信諾環球人壽 CIGNA Worldwide Life 31-12-17 - - - - Desjardins Financial Security Desjardins Financial Security 31-12-17 - - - - 英國友誠國際 Friends Provident Int'l 31-12-17 - - - - 富通保險 FTLife 31-12-17 31 - 1,156 - 香港富邦人壽 Fubon Life Hong Kong 31-12-17...