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⏴..., not entirely free from regulatory concern. 60. If the person making the referral is not a licensed insurance intermediary, then it is vital that the person does not carry on any regulated activities. Carrying on regulated activities without a license (and assuming an exemption does not apply) is an...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... of a specialist nature, the level of the person’s experience and the relevance of the person’s qualifications. G. General Principle 5 – Disclosure of Information Feedback received 60. In relation to General Principle 5, feedback was received on three main issues. 61. Primarily, responses were...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
..., not entirely free from regulatory concern. 60. If the person making the referral is not a licensed insurance intermediary, then it is vital that the person does not carry on any regulated activities. Carrying on regulated activities without a license (and assuming an exemption does not apply) is an...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... of a specialist nature, the level of the person’s experience and the relevance of the person’s qualifications. G. General Principle 5 – Disclosure of Information Feedback received 60. In relation to General Principle 5, feedback was received on three main issues. 61. Primarily, responses were...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10