... 2019-2020 and 2020-20211 Reporting Deadline: 30 September 2021 * Please see Completion Instructions and Reporting Procedures on Page 6 * A. PARTICULARS OF LICENSED INSURANCE INTERMEDIARY 1. Name in English*: 2. Name in Chinese* (if any): 3. IA Licence Number: 4. Mobile Number: 5. Email Address: * Full name...

... yet received full settlement of their claims? ☐ Yes ☐ No 6. Have you ever been a controller, director or partner of another business entity in Hong Kong or elsewhere#, which, (a) with the consent or connivance of, or because of the neglect or omission by you, failed to comply with any requirements...

... creditors, or cease trading in circumstances where its creditors did not receive or have not yet received full settlement of their claims? ☐ Yes ☐ No 10. Has the Individual ever been adjudged by a court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or other...

... 2019-2020 and 2020-20211 Reporting Deadline: 30 September 2021 * Please see Completion Instructions and Reporting Procedures on Page 6 * A. PARTICULARS OF LICENSED INSURANCE INTERMEDIARY 1. Name in English*: 2. Name in Chinese* (if any): 3. IA Licence Number: 4. Mobile Number: 5. Email Address: * Full name...

... required, the more significant the leverage would be. While taking full advantage of the potential benefits of premium financing, policy holders should not overlook the potential financial risks posed by leveraged borrowing and the adverse impact of assigning the policy to the financial...

... yet received full settlement of their claims? ☐ Yes ☐ No 6. Have you ever been a controller, director or partner of another business entity in Hong Kong or elsewhere#, which, (a) with the consent or connivance of, or because of the neglect or omission by you, failed to comply with any requirements...

... internal STRs of an insurer that the rationale for not reporting the case to the Joint Financial Intelligence Unit (“JFIU”) was not set out. In another instance, an insurer did not keep a full record of all disclosures (i.e. STRs) made to JFIU. It is vital for MLROs to keep proper records of their...

... assume that all premiums are paid in full when due. You should refer to your intermediary or the company for more information or, if appropriate, a more detailed proposal. [optional] (ii) The amount of total premium(s) may differ slightly from the total of the premiums payable in the policy due to...

... Sub-Committee The Membership Sub-Committee of the Association shall have the responsibility to grant full membership of the Association in accordance with the regulations. The Sub-Committee shall have the responsibility to add new provisions under these regulations and make amendments from time to time. 7....