... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

.../publications/high-risk-and-other-monitored-jurisdictions/documents/public-statement-october-2019.html - 2 - You should give special attention to business relationships and transactions with the DPRK, including DPRK companies, financial institutions and those acting on their behalf, and subject them to...

... the person is carrying on a regulated activity, in the course of business or employment, or for reward unless the person holds an appropriate type of insurance intermediary licence or is exempt under the IO.  It is an offence for contravening section 64G of the IO.   Regulated...

... Chapter Page 1. INSURANCE PRODUCTS 1/1 1.1 Motor Insurance 1/2 1.1.1 Private Vehicle 1.1.2 Motor Cycle 1.1.3 Commercial Vehicle 1.2 Health Insurance 1/13 1.2.1 Personal Accident (PA) and Sickness Insurance 1.2.2 Medical Insurance 1.3 Combined and Package Policies 1/25 1.3.1 Household Insurance 1.3.2...

... an Assessment Period, the total CPD hours required (and the compulsory hours on “Ethics or Regulations”) are calculated on a pro-rata basis depending on the month in which the relevant licence is granted by the IA. Please see Annex 2 of GL24: Guideline on Continuing Professional Development for...

... shown below. Type ‘A’ Questions 1 Risk may be described as the uncertainty concerning a potential loss. That potential loss may be: (a) physical; ..... (b) financial; ..... (c) emotional; ..... (d) all of the above. ..... [Answer may be found in 1.1.1] 2 A risk which offers the prospect of loss only...

... Type ‘B’ Questions. Examples of each are shown below. Type ‘A’ Questions 1 Risk may be described as the uncertainty concerning a potential loss. That potential loss may be: (a) physical; ..... (b) financial; ..... (c) emotional; ..... (d) all of the above. ..... [Answer may be found in 1.1.1] 2 A risk...

... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...

... the Legislative Council (“LegCo”) in July 2020 to provide for a bespoke regulatory framework for the issuance of ILS in Hong Kong through the formulation of special purpose insurers (“SPIs”), which will be a new type of authorized insurer under the Insurance Ordinance (Cap. 41) (“the Ordinance”). 2...

... the Commissioner of Insurance since 26 June 2017 to regulate the insurance industry in Hong Kong. In respect of insurance brokers, the IA is responsible for overseeing their compliance with the following requirements: a) the minimum requirements specified for the purpose of sections 69(2) and 70(2) of...