... sparingly x Sample size for review insignificant when compared with business volume Compliance Officer x with business volume x Not involved in PEP approval process Customer Level Risk Assessment x Framework and practice – Discrepancy amongst P&P, system design and actual practice Customer Acceptance...

... Implementation of the New Regime • Issue of a set of Rules, Codes and Guidelines – Have conducted industry consultation on key proposals – Are preparing and refining draft instruments – Have kick-started public consultation exercise • Computerization and Data Transfer – Have completed system design and started...

... design, implementation and effectiveness of related cybersecurity programs. It may establish a designated management team to oversee and implement cybersecurity measures and controls. The designated management team should consist of members with the appropriate skills and knowledge to understand and...

... Implementation of the New Regime • Issue of a set of Rules, Codes and Guidelines – Have conducted industry consultation on key proposals – Are preparing and refining draft instruments – Have kick-started public consultation exercise • Computerization and Data Transfer – Have completed system design and started...

... Implementation of the New Regime • Issue of a set of Rules, Codes and Guidelines – Have conducted industry consultation on key proposals – Are preparing and refining draft instruments – Have kick-started public consultation exercise • Computerization and Data Transfer – Have completed system design and started...

... design, implementation and effectiveness of related cybersecurity programs. It may establish a designated management team to oversee and implement cybersecurity measures and controls. The designated management team should consist of members with the appropriate skills and knowledge to understand and...

... of new product design following the relevant requirements under GN16 issued by the IA. (B) Potential Mismatch of Needs / Affordability (Q5): A standard post-sale call script for this particular purpose would not be required. Individual LIMs should ensure that the post-sale calls cover the areas...

... Purpose, Application and Status of this Guideline ............................. 4 4. Responsibilities of Board of Directors, Individual appointed as Controller and Senior Management .................................................... 6 5. Product Design...