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AFIR_speech_Jun_2018.pdf
... long way to attend this meeting shows a collective recognition of AFIR’s role in helping us reflect on our regulatory frameworks to address new risks, fill supervisory gaps and seize new opportunities. 5 I sincerely hope the meeting today and tomorrow will live up to your expectations and reinforce the...
https://www.ia.org.hk/english/infocenter/files/AFIR_speech_Jun_2018.pdf -
Date: 2020-06-12
[PDF]
cir_20190809.pdf
... term business General business Session: 6 Sept 2019 (Fri) 10:00 am – 12:00 nn (in English) (A) 30 Aug 2019 (Fri) 10:00 am – 12:00 nn (in Cantonese) (B) 3 Sept 2019 (Tue) 10:00 am – 12:00 nn (in English) (Please input “A” or “B” to indicate your order of preference. You are encouraged to fill in both...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190809.pdf -
Date: 2019-11-29
... Insurance Companies Ordinance (Chapter 41) GUIDELINE ON MINIMUM REQUIREMENTS FOR INSURANCE BROKERS Insurance Authority Contents Page 1. Introduction 1 2. Authorization/Approval of Insurance Brokers/Bodies of Insurance Brokers 4 3. Minimum Requirements for compliance by Insurance Brokers and constit...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... Insurance Companies Ordinance (Chapter 41) GUIDELINE ON MINIMUM REQUIREMENTS FOR INSURANCE BROKERS Insurance Authority Contents Page 1. Introduction 1 2. Authorization/Approval of Insurance Brokers/Bodies of Insurance Brokers 4 3. Minimum Requirements for compliance by Insurance Brokers and constit...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
... raise awareness among the general public Expand and strengthen Hong Kong’s overall green and sustainable finance capabilities. Support capacity building, training and nurturing of local expertise on green and sustainable finance to fill skill gaps and build up market knowledge. Encourage collaboration...
https://www.ia.org.hk/english/infocenter/press_releases/files/CASG_Strategic_Plan_EN.pdf -
Date: 2020-12-17
... for this purpose instead shall expect to be asked of how they have conducted the due diligence on product recommendation. - 2 - 4. If the clients are subsequently to apply for investment-linked insurance, this will inevitably result in their having to fill in similar information onto insurer’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v2_8_4_2014_eg19.pdf -
Date: 2019-12-20
... instruments. When Members’ forms are not accepted by individual insurers, this may result in the clients having to fill in similar information onto insurer’s FNA form (and also insurer’s Risk Profile Questionnaire (“RPQ”) for Linked Long Term Insurance). Members should adopt appropriate control and procedures...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20