... the correct order, with an FNA and RPQ at the heart of the process. 3 Effective date Member Companies which sell ILAS products are required to implement the Requirements as soon as practicable and in any event no later than 1 January 2015. 4 Requirements 4.1 Proper Sales Process The intermediary must...

... Version: February 2021 1 Form S4 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Disciplinary Action Record Please complete this Form if you have ever been disciplined by a professional, trade or regulatory body. Please provide a copy...

... Version: February 2021 1 Form S4 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Disciplinary Action Record Please complete this Form if you have ever been disciplined by a professional, trade or regulatory body. Please provide a copy...

... - 1 - CIB-GN(4) (originally issued on 22 June 2007) (1 st revision effected from 1 June 2014) (2 nd revision effected from 1 January 2015) (further revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...

... Association and/or the Membership Regulations. 2. The appointment and registration of Alt. CE is voluntary. 3. When participating in the Scheme, the Member shall at any time appoint one Alt. CE only. 4. Minimum Requirements for an Alt. CE: 4.1 All the Minimum Requirements for a Chief Executive specified in...

... Please complete all items in BLOCK LETTERS. All amendments must be signed by Authorized Person and original signed copy should be submitted. † Please tick the appropriate box. Version: December 2020 1 Form N4 I. Particulars of Licensed Insurance Intermediary Insurance Intermediary Licence No. Name in...