... the Referrers do not represent the Members; - disclaim liability of any conduct by the Referrers. Members should keep adequate records, sufficient to account for its effort in direct dealings with this type of clients or in conducting due diligence on the legal capability of referrers to practise as...

... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...

...  All supporting documents in connection with the Application should be duly verified against the relevant original copy by your appointing principals before submission to the IA.  If you are an existing licensed insurance intermediary and intend to apply for a different type of insurance intermediary...

... That means the validity of the existing policy is incontestable unless there is fraud or non-payment of premiums.  Is the type of the new policy the same as your existing one? If you intend to replace a traditional life insurance policy with an investment-linked life insurance policy (these two types...

... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...

... insurer should include in its ORSA Report a description of the impact of each scenario including commentary on the results and, where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type).  Management actions – A general business insurer...

..., where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type).  Management actions – A general business insurer should include in its ORSA Report a description of the management actions, including the order, timing and the impact of the...

..., where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type).  Management actions – A general business insurer should include in its ORSA Report a description of the management actions, including the order, timing and the impact of the...

... licences (after duly registered with principals) - Individual insurance agents - Technical representatives (agent) - Technical representatives (broker) 1.2 Types of the IIC Accounts managed by the Principal IIC Account Type Available Functions Supervisor Account (Refer to Section 2)  Perform all functions...

... General Circular 36/04 THE HONG KONG CONFEDERATION OF INSURANCE BROKERS 香港保險顧問聯會 General Circular 28/17 Date: 27 March 2017 Subject: Registration: Enhance Verification of Academic Certificates issued by Mainland Education Institutes Dear Members We have been advised by the Office of the...