... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
..., in recognition of the continuing practical difficulties encountered by individual licensees in completing CPD hours due to the ongoing vigilance required with the COVID-19 situation, by circular dated 12 June 2020, the IA has taken the further facilitative measures as set out below. (a) Merger of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-12-06
... inclusion of a cooling-off period in relation to certain types of life insurance policies (see paragraph 4.2 of this Guideline) can help provide this opportunity for reflection and thereby protect policy holders’ interests. This Guideline aims to set out the relevant requirements for such cooling-off...
https://www.ia.org.hk/english/legislative_framework/files/GL29_English.pdf -
Date: 2020-09-24
... the continuing practical difficulties encountered by individual licensees in completing CPD hours due to the ongoing vigilance required with the COVID-19 situation, by circular dated 12 June 2020, the IA has taken the further facilitative measures as set out below. (a) Merger of the 2019/2020 and 2020...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-05-06
..., in recognition of the continuing practical difficulties encountered by individual licensees in completing CPD hours due to the ongoing vigilance required with the COVID-19 situation, by circular dated 12 June 2020, the IA has taken the further facilitative measures as set out below. (a) Merger of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2022-05-19
... inclusion of a cooling-off period in relation to certain types of life insurance policies (see paragraph 4.2 of this Guideline) can help provide this opportunity for reflection and thereby protect policy holders’ interests. This Guideline aims to set out the relevant requirements for such cooling-off...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cooling_off.pdf -
Date: 2020-06-24
... systematic manner. On the other hand, for some insurance brokers with written AML/CTF policies and procedures, it was revealed that the relevant information provided therein was very limited as it just generally quoted the AML/CTF requirements under the relevant ordinances but failed to specifically set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_broker_20180427.pdf -
Date: 2018-11-30