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⏭... assessment of risks supported by qualitative and quantitative analysis • Information obtained from internal and external sources Consider relevant risk factors 2 • For determining the overall risk level and appropriate level and type of mitigation to be applied Obtain senior management’s approval 3 • e.g....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... assessment of risks supported by qualitative and quantitative analysis • Information obtained from internal and external sources Consider relevant risk factors 2 • For determining the overall risk level and appropriate level and type of mitigation to be applied Obtain senior management’s approval 3 • e.g....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05
... correct the personal data provided. Requests should be made in writing to the Data Privacy Officer of the Insurance Authority at 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong. Name of insurer: Type of business authorized: Contact person for this survey: Name: Telephone: Email: Input, explain or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/2019_HKFRS_17_Readiness_Assessment_Survey.pdf -
Date: 2019-11-29
[HTML]
Introduction
... the person is carrying on a regulated activity, in the course of business or employment, or for reward unless the person holds an appropriate type of insurance intermediary licence or is exempt under the IO. It is an offence for contravening section 64G of the IO. Regulated...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/introduction_of_insurance_intermediaries.html -
Date: 2023-06-26
... the Legislative Council (“LegCo”) in July 2020 to provide for a bespoke regulatory framework for the issuance of ILS in Hong Kong through the formulation of special purpose insurers (“SPIs”), which will be a new type of authorized insurer under the Insurance Ordinance (Cap. 41) (“the Ordinance”). 2...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_Draft_Insurance_Special_Purpose_Business_Rules_ENG.pdf -
Date: 2020-09-04
[PDF]
T_G21_2018.pdf
... - - 8,084 7,714 32,761 28,915 49,088 43,384 - - - - 6,967 6,967 60 60 - - - - 19,231 13,181 44,819 8,964 - - 874 174 2,709 542 - - - - 100,705 20,140 20,374 19,005 - - 10,322 9,840 4,984 4,957 - - - - 915,408 883,750 - - - - - - - - - - - - 2,457,162 2,118,143 10,396 9,856 - - 1,380 11 124 124...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G21_2018.pdf -
Date: 2019-11-04
... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
... an Assessment Period, the total CPD hours required (and the compulsory hours on “Ethics or Regulations”) are calculated on a pro-rata basis depending on the month in which the relevant licence is granted by the IA. Please see Annex 2 of GL24: Guideline on Continuing Professional Development for...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_28012022_Eng.pdf -
Date: 2022-05-31