... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... the appropriate box. Version: September 2019 1 Form A2 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Basic Information on Principal Name in English Name in Chinese (if any) † Type of Principal ☐ Authorized Insurer (Please provide Company Registration No....

...,285 663 18,594 36 - 1,052 1,528 - 5,628 75 3 80 - - - - - - - - - - - - - - - - - - - - - - - - 814 - 131 - - - 1,652 - 747 - - - - - - - - - - - - - - - - - - - - - - - - - - - 123,013 6,050 523,498 - - 237 21,003 - 134,385 124,863 - 313,469 - - - - - - 64,093 10,764 214,478 26 - (9) 180,286 10,550...

... in place to authenticate the identity of such customer. Full Name Date of Birth Nationality Unique identification number and document type Residential address information Good Practice Company checks an individual’s identity information against the Company’s existing customer records and combines the...

... in place to authenticate the identity of such customer. Full Name Date of Birth Nationality Unique identification number and document type Residential address information Good Practice Company checks an individual’s identity information against the Company’s existing customer records and combines the...

... Chapter 7 Chapter 7 –– STRSTR 7.16: disclosure to JFIU as soon as it is reasonable to do so 7.19: MLRO’s roles (7.19-7.30, 7.33, 7.36) – Central reference point for reporting suspicious transactions – Sufficient status & adequate resources – Active role; regular review of exception reports – Keep proper...

...) (百萬元) (百萬元) (百萬元) Class of Business Surrender Terminations Terminations Terminations ($m) ($m) ($m) ($m) 個人人壽及年金 (非投資相連) 401,988 178,203 580,191 556,792 4.2% 37,371 105,999 143,370 130,524 9.8% Individual Life and Annuity (Non-Linked) 個人人壽及年金 (投資相連) 83,995 3,135 87,130 101,257 -14.0% 30,811 5,756 36...

...,631.3 0.8 241.2 2,471.8 288.8 3,932.9 8,119.1 64.2 3,586.7 601.2 25,962.9 可追討的申索 Claims Recoverable 1,452.4 883.7 0.5 86.1 1,659.6 146.5 2,884.3 2,266.8 27.4 1,698.8 333.3 11,439.4 未決申索準備金淨額 Net Outstanding Claims Provision 572.5 3,747.6 0.3 155.1 812.2 142.3 1,048.6 5,852.3 36.8 1,887.9 267.9 14,523.5...

... 2017 2018 2019 2020 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 586.1 636.0 819.6 939.3 733.9 492.9 520.6 693.8 769.0 583.9 581.4 775.0 792.2 827.2 721.8 554.5 743.3 644.6 659.9 640.9 5.4 4.7 85.4 30.5 37.7 5.4 1.5 33.7 26.2 36.7 311.4 351.5 332.7 379.2 476.7 184.1 260.3 253.2...

... Chapter 7 Chapter 7 –– STRSTR 7.16: disclosure to JFIU as soon as it is reasonable to do so 7.19: MLRO’s roles (7.19-7.30, 7.33, 7.36) – Central reference point for reporting suspicious transactions – Sufficient status & adequate resources – Active role; regular review of exception reports – Keep proper...