... insurance business in Hong Kong. The Task Force has identified a number of remedial proposals which require the efforts of various parties, either individually or collectively. On the part of the insurance industry, the Task Force issued a Code of 2 Best Practice for EC Insurers on 1 November 2001. The Code...

... insurance business in Hong Kong. The Task Force has identified a number of remedial proposals which require the efforts of various parties, either individually or collectively. On the part of the insurance industry, the Task Force issued a Code of 2 Best Practice for EC Insurers on 1 November 2001. The Code...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

.../publications/high-risk-and-other-monitored-jurisdictions/documents/public-statement-october-2019.html - 2 - You should give special attention to business relationships and transactions with the DPRK, including DPRK companies, financial institutions and those acting on their behalf, and subject them to...

... the person is carrying on a regulated activity, in the course of business or employment, or for reward unless the person holds an appropriate type of insurance intermediary licence or is exempt under the IO.  It is an offence for contravening section 64G of the IO.   Regulated...

... an Assessment Period, the total CPD hours required (and the compulsory hours on “Ethics or Regulations”) are calculated on a pro-rata basis depending on the month in which the relevant licence is granted by the IA. Please see Annex 2 of GL24: Guideline on Continuing Professional Development for...

... correct the personal data provided. Requests should be made in writing to the Data Privacy Officer of the Insurance Authority at 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong. Name of insurer: Type of business authorized: Contact person for this survey: Name: Telephone: Email: Input, explain or...

... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...