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... the way in which insurance business is conducted. In this, our inaugural edition published to coincide with the one-year anniversary of the IA taking on the regulation of insurance intermediaries on 23 September 2019, we present the statistics for complaints received during the year (from 23 September...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf - Date: 2021-12-14
... the way in which insurance business is conducted. In this, our inaugural edition published to coincide with the one-year anniversary of the IA taking on the regulation of insurance intermediaries on 23 September 2019, we present the statistics for complaints received during the year (from 23 September...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf - Date: 2022-05-24
[PDF] GL5.pdf
... plan. 4.3. To enable us to carry out the “fit and proper” test on the applicant’s directors and controllers as mentioned in paragraphs 2.9 and 2.10 above, the applicant is required to provide us with their particulars in the prescribed Form A/Form B of Schedule 2 to the Ordinance. 7 4.4. An...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf - Date: 2020-09-07
[PDF] GL5.pdf
... plan. 4.3. To enable us to carry out the “fit and proper” test on the applicant’s directors and controllers as mentioned in paragraphs 2.9 and 2.10 above, the applicant is required to provide us with their particulars in the prescribed Form A/Form B of Schedule 2 to the Ordinance. 7 4.4. An...
https://www.ia.org.hk/english/legislative_framework/files/GL5.pdf - Date: 2020-09-24
[PDF] GL5.pdf
... plan. 4.3. To enable us to carry out the “fit and proper” test on the applicant’s directors and controllers as mentioned in paragraphs 2.9 and 2.10 above, the applicant is required to provide us with their particulars in the prescribed Form A/Form B of Schedule 2 to the Ordinance. 7 4.4. An...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf - Date: 2020-06-22
... on  the offering of gifts when distributors promote a specific investment product to investors.    1.2.  Following  the  SFC Consultation Conclusions,  the  SFC  amended  its Code of Conduct  for  Persons Licensed by or Registered with the SFC (“SFC Code of Conduct”) to include, with  effect  from...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf - Date: 2019-12-20
... capital adequacy positions, etc. 3. Breadth and Depth in Risk Identification and Risk Assessment 3.1 Insurers commonly conducted quantitative risk assessment using Pillar 1 risk modules only. Some insurers provided detailed analysis on defined risks, for example, linked with product features, thus giving...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf - Date: 2022-05-31
... Insurance Authority warns against unauthorized social media platform 21 January 2022 The Insurance Authority (IA) today (21 January 2022) alerted the public to an unauthorized social media platform with the domain name of “https...
https://www.ia.org.hk/english/infocenter/press_releases/20220121.html - Date: 2022-01-21
... Insurance Authority warns against fraudulent websites 20 October 2017 The Insurance Authority (IA) today (20 October 2017) alerted the public to two fraudulent websites with the domain names of “http://star-ins.com” and “http...
https://www.ia.org.hk/english/infocenter/press_releases/insurance_authority_warns_against_fraudulent_websites.html - Date: 2017-10-20