... (http://www. hkcaa.edu.hk) for an updated list of accredited activities. Review of the Regulatory System for Insurance Intermediaries T he consultation on the review oft h e r e g u l a t o r y s y s t e m f o r insurance intermediaries ended on 31 O c t o b e r 2 0 0 1 . M o r e t h a n 2 0 submiss...

... (http://www. hkcaa.edu.hk) for an updated list of accredited activities. Review of the Regulatory System for Insurance Intermediaries T he consultation on the review oft h e r e g u l a t o r y s y s t e m f o r insurance intermediaries ended on 31 O c t o b e r 2 0 0 1 . M o r e t h a n 2 0 submiss...

... (http://www. hkcaa.edu.hk) for an updated list of accredited activities. Review of the Regulatory System for Insurance Intermediaries T he consultation on the review oft h e r e g u l a t o r y s y s t e m f o r insurance intermediaries ended on 31 O c t o b e r 2 0 0 1 . M o r e t h a n 2 0 submiss...

... basis of the facts stated in the NPDA. A list of documents that the IA has relied upon to come to this view will be included in the NPDA. During an investigation or disciplinary proceedings, the IA may consult members of the Expert Advisor Panel (“EP”) on technical issues relating to insurance products...

... on “Ethics or Regulations”. If you are in doubt, please consult your appointing principal(s). The IA provides all principals with a list indicating the number of CPD hours required for each individual licensee they appoint for reference. 2 This is the total number of CPD hours, including the CPD...

... on “Ethics or Regulations”. If you are in doubt, please consult your appointing principal(s). The IA provides all principals with a list indicating the number of CPD hours required for each individual licensee they appoint for reference. 2 This is the total number of CPD hours, including the CPD...

... (http://www. hkcaa.edu.hk) for an updated list of accredited activities. Review of the Regulatory System for Insurance Intermediaries T he consultation on the review oft h e r e g u l a t o r y s y s t e m f o r insurance intermediaries ended on 31 O c t o b e r 2 0 0 1 . M o r e t h a n 2 0 submiss...

...), the facts on which the case is based, and the evidence relied upon to support those facts. The NPDA will also state the proposed sanction which the 5 IA considers appropriate to impose, on the basis of the facts stated in the NPDA. A list of documents that the IA has relied upon to come to this view...

...), the facts on which the case is based, and the evidence relied upon to support those facts. The NPDA will also state the proposed sanction which the 5 IA considers appropriate to impose, on the basis of the facts stated in the NPDA. A list of documents that the IA has relied upon to come to this view...

... Non-Executive Director 4. Professor Chan Wai-sum Non-Executive Director 5. Ms Chitty Cheung Fung-ting Non-Executive Director 6. Mr Kenneth Kwok Tsun-wa Non-Executive Director 7. Mr Ma Ho-fai, GBS, JP Non-Executive Director 8. Mr James Wong Chien-kuo Non-Executive Director 9. Mr Stephen Yiu Kin-wah Non-Executive...