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⏭... who manages or controls any matter relating to a regulated activity of that company. Contravention – A person who contravenes this restriction commits an offence and is liable to a fine of up to level 6 (i.e. HK$100,000 at present) and 6 months’ imprisonment. Commentary and Guidance – During the past...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Agencies_dd_18122020.pdf -
Date: 2020-12-21
... or charge over client monies, commits an offence and is liable- (i) on conviction upon indictment to a fine of $1,000,000 and to imprisonment for 5 years; and (ii) on summary conviction to a fine of $100,000 and to imprisonment for 6 months. - 6 - Annex B: provisions in relation to client accounts...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
...) on conviction upon indictment to a fine of $1,000,000 and to imprisonment for 5 years; and (ii) on summary conviction to a fine of $100,000 and to imprisonment for 6 months. - 6 - Annex B: provisions in relation to client accounts and client monies extracted from the Minimum Requirements specified by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
1q18long.pdf
... Plan 4,083,737 0 13,747 52,606 100,592 166,945 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 239 0 4 270 513 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 22 2 87 145 256 非意外及疾病 Other than Accident & Sickness 0 0 16 112 468 596 類別 C 總額 Total of Class C 4,083,737 261 13,765...
https://www.ia.org.hk/english/infocenter/statistics/files/1q18long.pdf -
Date: 2019-09-23
[DOCX]
P3_SN_eng_2016.docx
... in relation to the Examination. All Chapters should be studied carefully, but the following table indicates areas of particular importance: Chapter Relative Weight 1 10% 2 20% 3 24% 4 24% 5 22% Total 100% vi 1 INTRODUCTION TO LIFE INSURANCE 1.1 DEFINITION OF LIFE INSURANCE In the first of an...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2016.docx -
Date: 2019-12-02
... 視為在生效日期已根據本條例附表 11第 66條獲發保險 經紀公司牌照的公司； 認可經紀團體 (approved broker body)具有本條例附表 11所 給予的涵義。 2. 股本及淨資產 由生效日期起至 2023年 12月 31日止期間，指明保險經紀公 司須分別根據第 3及 4(1)條在任何時間維持的繳足款股本及 淨資產款額—— (a) 由生效日期開始至 2021年 12月 31日為止期間，為 不少於 $100,000；及 (b) 由 2022年 1月 1日開始至 2023年 12月 31日為止 期間，為不少於 $300,000。 Schedule [r. 10] Savings and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Insurance_FinancialandOtherRequirementsforLicensedInsuranceBrokerCompanies_Rules.pdf -
Date: 2020-06-24
[PDF]
9.sn-pp-2017_eng.pdf
... importance: Chapter Relative Weight 1 12% 2 16% 3 30% 4 9% 5 5% 6 21% 7 7% Total 100% 1/1 1 RISK AND INSURANCE 1.1 CONCEPT OF RISK 1.1.1 Meaning of Risk There have been many attempts to define ‘risk’. Probably, to most of us, ‘risk’ contains a suggestion of loss or danger. We may therefore define it as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/9.sn-pp-2017_eng.pdf -
Date: 2019-12-02
... importance: Chapter Relative Weight 1 12% 2 16% 3 30% 4 9% 5 5% 6 21% 7 7% Total 100% 1/1 1 RISK AND INSURANCE 1.1 CONCEPT OF RISK 1.1.1 Meaning of Risk There have been many attempts to define ‘risk’. Probably, to most of us, ‘risk’ contains a suggestion of loss or danger. We may therefore define it as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02