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... manage the risk identified and measured in the previous steps, effective risk management policies and procedures must be established. Risk management is a top-down process and therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf - Date: 2019-12-02
..., that it has maintained an appropriate set of rules and regulations for its members to comply with the minimum requirements as specified by the IA and contained herein. An appropriate set of rules and regulations shall, amongst other things, include the eligibility of membership, membership rules, code...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf - Date: 2020-06-16
..., that it has maintained an appropriate set of rules and regulations for its members to comply with the minimum requirements as specified by the IA and contained herein. An appropriate set of rules and regulations shall, amongst other things, include the eligibility of membership, membership rules, code...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf - Date: 2020-09-24
... correct name of the education pamphlet should be “Questions you need to ask before taking out an ILAS product”. The whole set of the Updated Requirements is amended and attached. AC/JW/BF/sw Encls. (21 pgs incl. this cover) 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf - Date: 2019-12-20
... On 23 December 2016, the Security Council Committee established pursuant to resolution 1988 (2011) enacted the amendments specified with strikethrough and underline in the entry below to its List (the 1988 List) of individuals and entities subject to the assets freeze, travel ban and arms embargo set...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170112.pdf - Date: 2018-01-15
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2020-09-28
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2021-11-01
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2021-09-01
... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2020-06-19
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2021-10-12