Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
1q20gen.pdf
... 綜合 Comprehensive 2,497 2,294 2,237 170 167 1,063 1,053 1,117 0 256 697 21,840 41 第三者 Third Party 8,264 7,574 7,831 615 600 6,387 5,453 9,113 (6) 887 (2,763) 194 綜合 Comprehensive 9,078 7,991 9,418 1,569 1,353 2,497 2,027 1,639 (86) 1,027 5,485 590,838 952 第三者 Third Party 18,357 15,807 18,730 2,211 1...
https://www.ia.org.hk/english/infocenter/statistics/files/1q20gen.pdf -
Date: 2020-05-29
[PDF]
1q20gen.pdf
... 綜合 Comprehensive 2,497 2,294 2,237 170 167 1,063 1,053 1,117 0 256 697 21,840 41 第三者 Third Party 8,264 7,574 7,831 615 600 6,387 5,453 9,113 (6) 887 (2,763) 194 綜合 Comprehensive 9,078 7,991 9,418 1,569 1,353 2,497 2,027 1,639 (86) 1,027 5,485 590,838 952 第三者 Third Party 18,357 15,807 18,730 2,211 1...
https://www.ia.org.hk/english/infocenter/statistics/files/1q20gen.pdf -
Date: 2020-11-30
[PDF]
e-ppt20131017-01.pdf
... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20131017-01.pdf
... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05
... • Financial connectivity • After-sales service • Innovative products InsurTech Development • Positive disruption • FinTech eco-system • Compliance and supervision Regulation of Intermediaries 6 Regulation of Intermediaries • Licensing and inspection • Conduct and discipline • Evolving role of self- regulatory...
https://www.ia.org.hk/english/infocenter/files/Asia_Pacific_Life_Insurance_Congress_2019.pdf -
Date: 2021-12-09
... • Financial connectivity • After-sales service • Innovative products InsurTech Development • Positive disruption • FinTech eco-system • Compliance and supervision Regulation of Intermediaries 6 Regulation of Intermediaries • Licensing and inspection • Conduct and discipline • Evolving role of self- regulatory...
https://www.ia.org.hk/english/infocenter/files/Asia_Pacific_Life_Insurance_Congress_2019.pdf -
Date: 2021-09-08
... • Financial connectivity • After-sales service • Innovative products InsurTech Development • Positive disruption • FinTech eco-system • Compliance and supervision Regulation of Intermediaries 6 Regulation of Intermediaries • Licensing and inspection • Conduct and discipline • Evolving role of self- regulatory...
https://www.ia.org.hk/english/infocenter/files/Asia_Pacific_Life_Insurance_Congress_2019.pdf -
Date: 2020-06-12
... for the whole of the relevant CPD Assessment Period. Example (4A): A minimum of 15 CPD hours required for the 3rd CPD Assessment Period (2021/2022) An individual licensee was granted an Individual Insurance Agent (IND) licence by the IA on 5 October 2020. The licence of the individual licensee is...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-12-10
... for the whole of the relevant CPD Assessment Period. Example (4A): A minimum of 15 CPD hours required for the 3rd CPD Assessment Period (2021/2022) An individual licensee was granted an Individual Insurance Agent (IND) licence by the IA on 5 October 2020. The licence of the individual licensee is...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-09-09