... /或不足之處的 性質相稱。 4.18 司法管轄區的對等 一般規定 附表2第 4(3)(b)( i)、 4(3)(d)( i i i )、 4(3)(f)、 9(c)( i i)、 18(3)(c)條 4.18.1 司法管轄區的對等及斷定是否對等是根據《打擊洗錢條 例》採取盡職審查措施的一個重要範疇。根據《打擊洗 錢條例》，對等司法管轄區指： (a) 為特別組織成員的司法管轄區 (香港除外)；或 (b) 施加類似附表2所施加的規定的司法管轄區。 47 對於在實施特別組織建議方面有嚴重不足之處的司法管轄區，以及在改善其狀況方面進度未 如理想的司法管轄區，特別組織可能會建議實施相應措施。 50 斷定司法...

...，提醒保險機構有關打擊洗錢及恐怖 分子資金籌集管控措施欠佳的司法管轄區的任何提示 通告； (d) 由國家、國際、非政府或商業組織刊登有關打擊洗錢 及恐怖分子資金籌集的任何其他刊物。 4.18.3 鑑於司法管轄區的打擊洗錢及恐怖分子資金籌集制度會 隨時間而改變，保險機構應定期及 /或在發生觸發事件時 覆核有關司法管轄區的對等評估。 50 第 5 章－持續監察 一般規定 附表2第5(1)條 5.1 持續監察是有效打擊洗錢及恐怖分子資金籌集制度不可 或缺的元素。保險機構應從兩方面持續監察與客戶的業 務關係： (a) 持續盡職審查：不時覆核為遵從根據附表2第2部所 施加的規定而由該保險機構取得的關於客戶的...

...身分而取得的資料是 否真實或充分有所懷疑）。但是，金融機構亦應不時採取 50 步驟，以確保為遵從附表2第2及第3條的規定而取得的客戶 資料能反映現況及仍屬相關的。為達此目的，金融機構應 定期覆核客戶的現有資料。 若遇有觸發事件時，便是金融機構採取上述行動的適當時 機。這些觸發事件包括： (a) 將進行一項重大交易19； (b) 客戶戶口的操作模式出現相當程度的轉變20； (c) 金融機構對客戶文件的標準作出頗大的修訂；或 (d) 金融機構知悉有關客戶的資料並不足夠。 在所有情況下，金融機構應在其政策及程序中就決定覆核 週期的因素或何為觸發事件作出清晰界定。 4.7.12a 在合約訂立後可能出現...

... Officer (namely, ____________________________), who is at the management level of our company, has been appointed by the senior management and has been carrying out the functions in accordance with the Guideline; 2 A Money Laundering Reporting Officer (namely, ______________________), who is a senior...

... outstanding NB 1. Relevant Premium Income is the greater of Net Premium Income (i.e. Gross Premium Income after deduction of reinsurance premium payment) and 50% of Gross Premium Income. 2. Relevant Claims Outstanding is the aggregate of : (a) the greater of (i) 50% of the amount of the claims outstanding...

... outstanding NB 1. Relevant Premium Income is the greater of Net Premium Income (i.e. Gross Premium Income after deduction of reinsurance premium payment) and 50% of Gross Premium Income. 2. Relevant Claims Outstanding is the aggregate of : (a) the greater of (i) 50% of the amount of the claims outstanding...

... outside. 2 (c) No fee is charged to the complainant, whether he wins his case or not. (d) The Complaints Panel can make an award against an insurer up to HK$1,000,000, who has no right of appeal against an award. If the complainant is unsatisfied with the decision of the Complaints Panel, he may, however...

... of Risk 1/1 1.1.1 Meaning of Risk 1.1.2 Classification of Risk 1.1.3 Risk Management 1.2 Functions and Benefits of Insurance 1/4 2. LEGAL PRINCIPLES 2/1 2.1 The Law of Contract 2/1 2.1.1 Definition 2.1.2 Types of Contracts 2.1.3 Elements or Essentials of a Contract 2.2 The Law of Agency 2/4 2.2...

... Monetary Authority on mutual assistance and exchange of information. As the insurance regulator, I shall continue to work closely with my local and overseas counterparts on any cross-sectoral regulatory issues. 2 I hope this issue of “I lens” could provide you with a better understanding of the concept of...

... Monetary Authority on mutual assistance and exchange of information. As the insurance regulator, I shall continue to work closely with my local and overseas counterparts on any cross-sectoral regulatory issues. 2 I hope this issue of “I lens” could provide you with a better understanding of the concept of...