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EC_Statistics_2019.pdf
... 2013 Year 2012 Year 2011 Year 2010 Year 2009 Year 2008 1 5,347 4,825 4,120 2,386 0 293 275 963 513 0 0 0 0 2 500 0 690 80 1,054 0 0 0 0 0 0 0 0 3 77,924 84,616 53,490 27,052 9,554 7,928 2,954 1,141 624 501 140 2,000 1,535 4 2,416 4,632 124 456 912 50 0 9,514 770 0 0 0 0 a. 特別行業 Special Trades 189,767...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/EC_Statistics_2019.pdf -
Date: 2020-12-21
... 30 September 2020 Our Ref: INS/TEC/10/48 By Email To: Chief Executives of all authorized insurers Dear Sirs, iAM Smart Pilot Sandbox Programme - Phase 2 Further to our previous circular in August regarding the iAM Smart Pilot Sandbox Programme (the “Pilot Sandbox”) by Cyberport, we would like to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circulars_iAM_Smart_Pilot_Sandbox_Programme__Phase_2.pdf -
Date: 2020-12-21
... 30 September 2020 Our Ref: INS/TEC/10/48 By Email To: Chief Executives of all authorized insurers Dear Sirs, iAM Smart Pilot Sandbox Programme - Phase 2 Further to our previous circular in August regarding the iAM Smart Pilot Sandbox Programme (the “Pilot Sandbox”) by Cyberport, we would like to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_iAM_Smart_Pilot_Sandbox_Programme_Phase_2.pdf -
Date: 2020-12-21
[DOC]
sn-tia-2014.doc
... shown below. Type ‘A’ Questions 1 Risk may be described as the uncertainty concerning a potential loss. That potential loss may be: (a) physical; ..... (b) financial; ..... (c) emotional; ..... (d) all of the above. ..... [Answer may be found in 1.1.1] 2 A risk which offers the prospect of loss only...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.doc -
Date: 2019-12-02
... or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm. 4 (b) The behavior of the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm. 4 (b) The behavior of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
[PDF]
GL13.pdf
... as UCITS [Undertakings for Collective Investments in Transferable Securities]), or through third party investment managers: (a) Bonds and other fixed income instruments; (b) Equities and equity type investments; (c) Debts, deposits and other rights; (d) Property. 2.3. The holding of a given asset...
https://www.ia.org.hk/english/legislative_framework/files/GL13.pdf -
Date: 2020-09-24
... assessment of risks supported by qualitative and quantitative analysis • Information obtained from internal and external sources Consider relevant risk factors 2 • For determining the overall risk level and appropriate level and type of mitigation to be applied Obtain senior management’s approval 3 • e.g....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... assessment of risks supported by qualitative and quantitative analysis • Information obtained from internal and external sources Consider relevant risk factors 2 • For determining the overall risk level and appropriate level and type of mitigation to be applied Obtain senior management’s approval 3 • e.g....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27