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9.sn-pp-2017_eng.pdf
... Such risks include motor accidents, personal injuries and the like. (ii) Fundamental Risks: Their causes are outside the control of any one individual or even a group of individual, and their outcome affects large numbers of people. Such risks include famine, war, terrorist attack, widespread flood and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/9.sn-pp-2017_eng.pdf -
Date: 2019-12-02
... Such risks include motor accidents, personal injuries and the like. (ii) Fundamental Risks: Their causes are outside the control of any one individual or even a group of individual, and their outcome affects large numbers of people. Such risks include famine, war, terrorist attack, widespread flood and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02
[PDF]
mouosfi.pdf
... the Hong Kong Special Administrative Region of the People’s Republic of China (HKIA) and the Office of the Superintendent of Financial Institutions Canada (OSFI) (collectively, the Authorities) have reached the following understanding in order to establish an arrangement for the sharing of information...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2020-09-28
[PDF]
mouosfi.pdf
... the Hong Kong Special Administrative Region of the People’s Republic of China (HKIA) and the Office of the Superintendent of Financial Institutions Canada (OSFI) (collectively, the Authorities) have reached the following understanding in order to establish an arrangement for the sharing of information...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2021-11-01
[PDF]
mouosfi.pdf
... the Hong Kong Special Administrative Region of the People’s Republic of China (HKIA) and the Office of the Superintendent of Financial Institutions Canada (OSFI) (collectively, the Authorities) have reached the following understanding in order to establish an arrangement for the sharing of information...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2021-09-01
[PDF]
mouosfi.pdf
... the Hong Kong Special Administrative Region of the People’s Republic of China (HKIA) and the Office of the Superintendent of Financial Institutions Canada (OSFI) (collectively, the Authorities) have reached the following understanding in order to establish an arrangement for the sharing of information...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2020-06-19
... Setting up an individual account involves several steps as follows: 2.1 Step 1 - Submission of Application Form for Individual Account Individual account owner need to provide the following information to their principal in order to create an individual account: a. Full Name in English – The name must be...
https://www.ia.org.hk/english/infocenter/forms/files/Online_Portal_Userguide_individual_Jan_2021.pdf -
Date: 2022-01-06
... purposes and clarity. If we consider that there is a need to meet with a complainant in order to better understand the conduct issues involved in a complaint, or to gather information on the complaint, we will seek to arrange such meeting. (6) How do I lodge a complaint with the IA...
https://www.ia.org.hk/english/consumer/lodge_a_complaint.html -
Date: 2023-09-01
... intermediary in order to carry on any regulated activity or hold out that it is carrying on any regulated activity. This, therefore, serves as an exception to the general prohibition in section 64G against a person carrying on regulated activity, or holding out that the person is carrying on a “regulated...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10