... Monetary Authority (“MA”) and the Insurance Authority (“IA”) (each referred to as a “Party”, together as “Parties”) for strengthening co- operation in respect of regulation and supervision of entities or financial groups in which the Parties have a mutual regulatory interest. 2. Pursuant to section 4G of...

... Monetary Authority (“MA”) and the Insurance Authority (“IA”) (each referred to as a “Party”, together as “Parties”) for strengthening co- operation in respect of regulation and supervision of entities or financial groups in which the Parties have a mutual regulatory interest. 2. Pursuant to section 4G of...

... Monetary Authority (“MA”) and the Insurance Authority (“IA”) (each referred to as a “Party”, together as “Parties”) for strengthening co- operation in respect of regulation and supervision of entities or financial groups in which the Parties have a mutual regulatory interest. 2. Pursuant to section 4G of...

... expressions used in this Guideline shall have the same meanings as given to them in the Ordinance. 2. Approval / No Objection / Notification Requirements for Appointments of Certain Positions 2.1 Under section 8 of the Ordinance, a company intending to carry on any class of insurance business in or from Hong...

... Licensed Insurance Intermediaries Licensed Insurance Agents Types of Licensed Insurance Agents Under section 2 of the Insurance Ordinance (Cap.41) (“IO”), licensed insurance agent means a licensed insurance agency, a licensed...

... – Paper III Syllabus for Long Term Insurance Examination I. Introduction to Life Insurance i. Definition of Life Insurance A. Needs for Life Insurance ii. Principles of Life Insurance A. Insurable Interest B. Duty of Disclosure C. Other Insurance Principles iii. Calculation of Life Insurance Premium A...

... Questions and Answers on “Guideline on Outsourcing” (“GL14”) Q1 Is management of investment assets by a service provider, such as providing investment advice and/or buying securities, regarded as outsourcing? A1 Such activity falls under “investment management” in Annex 1 to GL14 and is regarded...

... A1 Individual Licence Application (Individual Insurance Agent/TR(A)/TR(B)) Important Notes: Please read "Notes on Application for Insurance Intermediary Licence" before completing Form A1. Before submission...

... of the Activity-Based Regime 3. Exemptions 4. FAQs 3 1. Introduction 1.1. This Explanatory Note (“Note”), which includes a set of frequently-asked questions (“FAQs”) (see paragraph 4), is issued by the Insurance Authority (“IA”) to provide guidance on the licensing requirements and relevant...

... of the Activity-Based Regime 3. Exemptions 4. FAQs 3 1. Introduction 1.1. This Explanatory Note (“Note”), which includes a set of frequently-asked questions (“FAQs”) (see paragraph 4), is issued by the Insurance Authority (“IA”) to provide guidance on the licensing requirements and relevant...