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⏭... 1/3 CIB Annual Conference 2018 FACING THE FUTURE - the new environment for insurance brokers 1 November 2018 Rath1, Adrian2, members of CIB, friends and colleagues, ladies and gentlemen, It is a great pleasure for me to be invited to speak at the annual conference today. Some of you will know that...
https://www.ia.org.hk/english/infocenter/files/2018_CIB_Annual_Conference.pdf -
Date: 2021-12-09
... 1/3 CIB Annual Conference 2018 FACING THE FUTURE - the new environment for insurance brokers 1 November 2018 Rath1, Adrian2, members of CIB, friends and colleagues, ladies and gentlemen, It is a great pleasure for me to be invited to speak at the annual conference today. Some of you will know that...
https://www.ia.org.hk/english/infocenter/files/2018_CIB_Annual_Conference.pdf -
Date: 2021-09-08
... 1/3 CIB Annual Conference 2018 FACING THE FUTURE - the new environment for insurance brokers 1 November 2018 Rath1, Adrian2, members of CIB, friends and colleagues, ladies and gentlemen, It is a great pleasure for me to be invited to speak at the annual conference today. Some of you will know that...
https://www.ia.org.hk/english/infocenter/files/2018_CIB_Annual_Conference.pdf -
Date: 2020-06-12
... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
[PDF]
Survey_GL21.pdf
... evidenced, with extensive use of defined metrics and tools] b.1) Do you have the risk appetite statement in place? b.2) Do you have risk limit structure? Do you use the risk limit structure in business operations? a.1) Specifically, has the Risk Committee been set up? a.2) Specifically, are the roles and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
... - 1 - CIB-GN(4) (originally issued on 22 June 2007) (1 st revision effected from 1 June 2014) (2 nd revision effected from 1 January 2015) (further revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... again, unless he has met the requirements specified in (i) and has been exempted under (ii)(2)(a) above as appropriate. (4) Subject to the requirements as set out at Annexure E, an individual, who has passed Paper (d) of the Qualifying Examination, but if for two consecutive years during which he has...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16