... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...

... : _____________________ Date : ________________ 3. Basic Plan – Illustration Summary [H] [I] SURRENDER VALUE DEATH BENEFIT End of Total [J-1] [J-4] [K-1] [K-4] Policy Year Premiums Paid Guaranteed Non-Guaranteed Total Guaranteed Non-Guaranteed Total [J-2] Accumulated Dividends and Interest [J-3] Terminal Dividend [K-2...

... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...

... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...

... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...

... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...

... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...

... conducting ILAS business. 1.3 This Guidance Note should be read in conjunction with Code of Conduct for Insurance Brokers Conducting Investment Linked Business (“Code of Conduct for Conducting ILAS Business”) issued by PIBA as well as GN 15. 2. Product meets the “fair treatment of customers” principle Member...

... Claims 68,814 69,907 73,478 77,196 74,562 本地船隻業務 Local Vessels Business 承保的本地船隻數目 Number of Local Vessels Covered 17,117 17,270 17,047 17,799 18,502 有效保單數目： Number of Policies In Force: 第三者風險保單 Third Party Risks Policies 11,927 12,514 12,898 13,171 13,167 綜合保險保單 Comprehensive Policies 3,096 3,020 2,974 3...

... carrying out the functions in accordance with the Guideline; 3 We have formulated, maintained, operated policies and procedures in relation to the Guideline, including (a) Staff screening and training; (b) Maintenance and update of database of terrorist suspects and designated parties; (c) Ongoing customer...