... Activities recognized as Type 1 or 7 Qualified CPD Activities (in aggregate). Annex 1 13 31. E-learning Activities can only be recognized as Type 1 or 76 Qualified CPD Activities if the E-learning Activities: (a) have a proper login and identity-checking system to prevent abuse and unauthorized logins; (b...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf -
Date: 2020-06-24
... Activities recognized as Type 1 or 7 Qualified CPD Activities (in aggregate). Annex 1 13 31. E-learning Activities can only be recognized as Type 1 or 76 Qualified CPD Activities if the E-learning Activities: (a) have a proper login and identity-checking system to prevent abuse and unauthorized logins; (b...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf -
Date: 2019-09-10
... ethical and professional conduct of its staff (in particular its TRs) in conducting ILAS business. Thus, Member must exercise diligent supervision over its staff and as such, Member should implement proper system and/or policies for, at least, timely and effective reporting, proper record keeping, due and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
..., individuals whose tasks and duties are limited to pure data-entry (e.g. inputting data which is in an application or other form into a system) would, in the IA’s view, likely fall within this exemption. B.3 “Inviting or inducing”, or “attempting to invite or induce” a person to enter into a contract of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
..., individuals whose tasks and duties are limited to pure data-entry (e.g. inputting data which is in an application or other form into a system) would, in the IA’s view, likely fall within this exemption. B.3 “Inviting or inducing”, or “attempting to invite or induce” a person to enter into a contract of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
...) electronic mail address. Penalty – A contravention of this requirement without reasonable excuse is an offence and may attract a fine of up to level 5 (i.e. $50,000 at present). Commentary – An agency should have (and the RO should ensure the agency has) a system in place to make their appointed TRs and RO...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Agencies_dd_18122020.pdf -
Date: 2020-12-21
... power project so as to eliminate the risk of nuclear accidents); · loss prevention: the lowering of the frequency of identified possible losses (e.g. activities promoting industrial safety); · loss reduction: the lowering of the severity of identified possible losses (e.g. automatic sprinkler system...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.doc -
Date: 2019-12-02
... identified possible losses (e.g. automatic sprinkler system); - risk transfer: making another party bear the consequences of one’s exposure to loss (e.g. purchase of insurance and contractual terms shifting responsibility for possible losses); - risk financing: no matter how effective the loss control...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.pdf -
Date: 2019-12-02
... Guidance Note 13 on Asset Management by Authorized Insurers (GN 13). 2.5.2 GN 13 sets out essential elements of a sound asset management system and reporting framework across the full range of investment activities. 2.6 Capital Adequacy 2.6.1 The ICO sets out the solvency margin requirements for insurers....
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_paper.pdf -
Date: 2019-09-03