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List_of_T7_CPD.pdf
... Note 4 IA-CIB- 2021038 CIB Anti-Money Laundering and Counter- Terrorist Financing For insurance brokers 1 17 Dec 2021 Mr Tommy Chan 2882 9943 “Ethics or Regulations”* See Note 4 IA-CIB- 2021039 CIB Cyber Insurance – Case Studies and the Impact of COVID-19 – The Cyber Landscape: Security and Incidents 3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf -
Date: 2021-12-06
... necessary for the policy holder or potential policy holder to be sufficiently informed for the purpose of making any material decision. Enhanced regulatory requirements, increasing awareness of consumer rights coupled with emergence of new insurance products and new policy terms and conditions reinforce the...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
[PDF]
Eng_GL23_FPP.pdf
... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
[PDF]
GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf
... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
[PDF]
Appendix_A.PDF
... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
... on Insurance Premium (Version 1.5) Page 8 the purpose of preparing the annual remittance report and whether such report has been properly prepared, in all material respects, from the records of the insurer. 24. An insurer is required to submit the audited remittance report together with the auditor’s...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/notes_on_collection_of_levy_on_insurance_premium.pdf -
Date: 2019-10-23
... material respects, from the records of the insurer. 24. An insurer is required to submit the audited remittance report together with the auditor’s report thereon along with its annual business returns14. The content and the format of the annual remittance report are set out in Annex M. Auditors are...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/Notes_on_collection_of_Levy_on_Insurance_Premiumv2.pdf -
Date: 2019-10-23
... material respects, from the records of the insurer. 24. An insurer is required to submit the audited remittance report together with the auditor’s report thereon along with its annual business returns14. The content and the format of the annual remittance report are set out in Annex M. Auditors are...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/Notes_on_collection_of_Levy_on_Insurance_Premium_v1.6.pdf -
Date: 2019-10-23