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Appendix_B.PDF
...=1&ie=UTF-8&sa=X 32 第1條 的定義作出界定，意思是指符合以下說明的業務、專業或 商業關係: (a) 延續一段時間是該關係的元素；或 (b) 在該人首次以該金融機構的準客戶身分接觸該機構 時，該機構期望延續一段時間是該關係的元素。 附表2 第1條 4.1.8 打擊洗錢條例對某人與金融機構之間的「非經常交易」一 詞的定義作出界定，意思是指金融機構與該機構沒有業務 關係的客戶之間的交易9。 附表2 第3（1）條 4.1.9 盡職審查規定適用於以下情況: (a) 在開始建立業務關係之時； (b) 在執行以下非經常交易之前10； (i) 非經常交易總值涉及相等於120,000元或以上的 款額...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
[PDF]
egn2019232121.pdf
... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
[PDF]
egn2019232222.pdf
... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24
[PDF]
GL12.pdf
... REPORT ON GL12 GUIDELINE ON REINSURANCE WITH RELATED COMPANIES Insurance Authority Contents Page 1. Introduction……………………………………………….. 1 2. Application of this Guideline…….……………………….. 1 3. Interpretation……………………………………………… 2 4. Adequacy of Reinsurance Arrangements………………… 3 5. Commencement...
https://www.ia.org.hk/english/legislative_framework/files/GL12.pdf -
Date: 2020-09-24
[PDF]
1q19gen.pdf
... Management Expenses Underwriting Profit/(Loss) 5,986,217 4,862,871 3,432,007 647,044 418,221 2,904,829 2,355,758 2,419,301 1,543 500,677 92,265 1,893,288 1,637,452 1,135,034 621,607 532,826 839,182 646,129 734,835 2,330 151,129 (286,086) 25,044 11,481 12,064 4,036 3,168 15,957 13,822 14,048 0 1,464 (6,616) 1...
https://www.ia.org.hk/english/infocenter/statistics/files/1q19gen.pdf -
Date: 2020-03-13
[PDF]
ppt20151109-01.pdf
... measures (2) Adopt a risk-based approach against AML/CFT activities (3) Review existing strategies and measures for any gap with regulator’s requirement, and closing the gap (4) Raise awareness and implementation capabilities of your staff in complying with these measures 7 International AML Standards on...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-01.pdf
... measures (2) Adopt a risk-based approach against AML/CFT activities (3) Review existing strategies and measures for any gap with regulator’s requirement, and closing the gap (4) Raise awareness and implementation capabilities of your staff in complying with these measures 7 International AML Standards on...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2022-04-27
[PDF]
ppt20151109-01.pdf
... measures (2) Adopt a risk-based approach against AML/CFT activities (3) Review existing strategies and measures for any gap with regulator’s requirement, and closing the gap (4) Raise awareness and implementation capabilities of your staff in complying with these measures 7 International AML Standards on...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2019-11-05