... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...

... 31 July 2022). Appointing principals may download their CPD lists by: i. logging into their IIC Supervisor account; ii. clicking the ‘Report’ option from the vertical menu on the left; iii. selecting ‘6. CPD hours required for the Assessment Period of 2021/2022’ from the pull down menu of Report Type...

...) Size and type of insurance business, and targeted users iii) Technology involved iv) Expected outcome and success criteria of the trial B. Risk management controls C. Customer protection D. Resources and readiness of the insurer E. Exit strategy 19 “Fast Track” • A dedicated queue for new authorization...

... Presentation – Suspicious Transaction Reports (STR) 4:45pm – 5:00pm Q & A Session To Insurance Authority Email [email protected] Deadline for enrolment 18 May 2018 (Friday) Name of Company Type of Company Name of Contact Person Post Telephone No. Seminar 1 * Seminar 2 * 5 Jun 2018 (Tue) 12 Jun 2018 (Tue) 2:30 pm...

... not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter...

... taken to ensure that similar contraventions will not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of...

... the Referrers do not represent the Members; - disclaim liability of any conduct by the Referrers. Members should keep adequate records, sufficient to account for its effort in direct dealings with this type of clients or in conducting due diligence on the legal capability of referrers to practise as...

... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...