...授權保 險經紀公司) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局(“保監局”)根據《打擊洗錢及恐怖分子資金 籌集條例》 (第 615 章 )(“條例” )第 23(1)條發出本指引。根 據條例第 21 條，如果經營長期業務或就長期業務提供意見 的獲授權保險人，及就長期業務進行受規管活動的持牌個 人、獲委任保險代理、持牌保險代理機構或持牌代理人及獲 授權保險經紀公司 (“保險機構”)違反條例第 5(11)條所 界定的指明條文，保監局可以只施加罰款，也可同時向該保 險機構施加其他紀律制裁...

... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...

... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...

... III 19 20 39 1 Accident 61 29 90 2 Sickness 58 23 81 3 Land vehicles 49 23 72 4 Railway rolling stock 50 29 79 5 Aircraft 26 22 48 6 Ships 52 32 84 7 Goods in transit 56 30 86 8 Fire and natural forces 60 25 85 9 Damage to property 60 25 85 10 Motor vehicle liability 48 23 71 11 Aircraft liability 28...

... Cheung, Senior Director, Cybersecurity, Cryptography and Trusted Technologies, Hong Kong Applied Science and Technology Research Institute Company Limited (ASTRI) 10:48 – 11:10 22 mins Practical Use Case Sharing #2 Topic: Sharing of practical use case of Federated Learning in the financial sector....

... insurance industry and professional bodies for providing invaluable comments on the Prescribed Scenarios. You may also download the Prescribed Scenarios and the summary of comments from the IA’s Guidelines website1 and the Insurer’s Collaboration Corner2 respectively. Should you have any queries in relation...

... insurance industry and professional bodies for providing invaluable comments on the Prescribed Scenarios. You may also download the Prescribed Scenarios and the summary of comments from the IA’s Guidelines website1 and the Insurer’s Collaboration Corner2 respectively. Should you have any queries in relation...

... Microsoft Word - Agency Survey - External Report (2019-12-05)_v5.docx Insurance Agency Survey As part of its preparation for the direct regulation (Note 1) of insurance agencies (Note 2), the Insurance Authority (“IA”) conducted a survey of their basic business and 2018 financial information. The...

... Microsoft Word - Agency Survey - External Report (2019-12-05)_v5.docx Insurance Agency Survey As part of its preparation for the direct regulation (Note 1) of insurance agencies (Note 2), the Insurance Authority (“IA”) conducted a survey of their basic business and 2018 financial information. The...

... insurance business and to regulate the insurance industry in Hong Kong for protecting policy holders and potential policyholders and for promoting the stable development of the insurance industry. 4.4(e) 1.2 The entry of “Insurance Companies Ordinance (《保險公司條例》)” is replaced by the text below: Insurance...