... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
... Guideline on Anti-Money GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business, and licensed individual insurance agents, licensed ins...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... accounts Insurance premiums receivable Insurance premiums payable 40. A slim majority of respondents, including one of the approved bodies of insurance brokers, supported the proposal for enhanced disclosures in broker companies’ financial statements. There were, however, even from those generally...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... accounts Insurance premiums receivable Insurance premiums payable 40. A slim majority of respondents, including one of the approved bodies of insurance brokers, supported the proposal for enhanced disclosures in broker companies’ financial statements. There were, however, even from those generally...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... Draft Guideline on Enterprise Risk Management GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 2 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 10 6. E...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2018-11-30
... accounts Insurance premiums receivable Insurance premiums payable 40. A slim majority of respondents, including one of the approved bodies of insurance brokers, supported the proposal for enhanced disclosures in broker companies’ financial statements. There were, however, even from those generally...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... accounts Insurance premiums receivable Insurance premiums payable 40. A slim majority of respondents, including one of the approved bodies of insurance brokers, supported the proposal for enhanced disclosures in broker companies’ financial statements. There were, however, even from those generally...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... hours for compulsory topics, i.e. “Ethics or Regulations” is appropriate? Feedback received 40. A majority of respondents, including the three SROs, supported the introduction of a minimum number of CPD hours for compulsory topics, i.e. “Ethics or Regulations”. A minority of respondents questioned the...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
... IIQE - Long Term Insurance Examination Study Notes (2016 Edition) Insurance Intermediaries Quality Assurance Scheme Long Term Insurance Examination Study Notes 2016 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Long Term Insur...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2016.pdf -
Date: 2019-12-02