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GL8.pdf
... In particular, it needs to take practicable measures to ascertain the true identity of its clients. (ii) A service provider whose business relates to long term insurance business shall comply with the Guideline on Anti- Money Laundering and Counter-Terrorist Financing issued by the IA and shall...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf -
Date: 2020-09-24
[DOC]
sn-p&p-2013.doc
... Financing 7.4.5a Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (‘AMLO’) 7.4.5b Drug Trafficking (Recovery of Proceeds) Ordinance (‘DTROP’) 7.4.5c Organized and Serious Crimes Ordinance (‘OSCO’) 7.4.5d United Nations (Anti-Terrorism Measures) Ordinance (‘UNATMO...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.doc -
Date: 2019-12-02
[PDF]
sn-p&p-2013.pdf
... Vulnerabilities in Insurance Industry 7.4.4 Stages of Money Laundering 7.4.5 Legislation on Money Laundering and Terrorist Financing 7.4.5a Anti-Money Laundering and Counter- Terrorist Financing (Financial Institutions) Ordinance (‘AMLO’) 7.4.5b Drug Trafficking (Recovery of Proceeds) Ordinance (‘DTROP’) 7.4.5c...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.pdf -
Date: 2019-12-02
... Institute of Professional Education And Knowledge Anti-Money Laundering and Counter-Terrorist Financing Ordinance and Relevant Regulatory Requirements 打擊洗錢及恐怖分子資金籌集條例和相關監管要求 * No 12 06 Oct 2021 - 05 Oct 2022 Public 公眾人士 + Commissioning Body 委託機構員工 Mr Kin Man John TSANG 2836 1863 80/07/169 Institute of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
[PDF]
cir_aml_20170406.pdf
... United Nations (Anti-Terrorism Measures) Ordinance 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply please quote this ref. INS/TEC/6/45 來函檔號 Your ref. 電 話 Tel. 2867...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170406.pdf -
Date: 2018-01-15
... trigger focused investigations speedily whilst ensuring the prompt settlement and payment of genuine claims continues. The IA takes into account an authorized insurer’s membership and active participation in the IFPCD in assessing the adequacy of the insurer’s anti-fraud measures....
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_02).html -
Date: 2023-05-12
[PDF]
9.sn-pp-2017_eng.pdf
... Laundering and Terrorist Financing 7.4.5a Anti-Money Laundering and Counter- Terrorist Financing (Financial Institutions) Ordinance (‘AMLO’) 7.4.5b Drug Trafficking (Recovery of Proceeds) Ordinance (‘DTROP’) 7.4.5c Organized and Serious Crimes Ordinance (‘OSCO’) 7.4.5d United Nations (Anti-Terrorism Measures...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/9.sn-pp-2017_eng.pdf -
Date: 2019-12-02
... Laundering and Terrorist Financing 7.4.5a Anti-Money Laundering and Counter- Terrorist Financing (Financial Institutions) Ordinance (‘AMLO’) 7.4.5b Drug Trafficking (Recovery of Proceeds) Ordinance (‘DTROP’) 7.4.5c Organized and Serious Crimes Ordinance (‘OSCO’) 7.4.5d United Nations (Anti-Terrorism Measures...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02
[DOCX]
IA-6R.docx
... implemented to secure the proper functioning of the company, including policies, procedures and controls in relation to anti-money laundering (“AML”) and counter-financing of terrorism (“CFT”). 32. In the case of a company applying for reinsurance of long term business, a description of the arrangements to...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.docx -
Date: 2022-01-06
[PDF]
IA-6R.pdf
... of the company and the name of the credit rating agency concerned. 31. A description of the internal controls proposed to be implemented to secure the proper functioning of the company, including policies, procedures and controls in relation to anti- money laundering (“AML”) and counter-financing of...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.pdf -
Date: 2022-01-06