Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭..., licensed insurance intermediaries should also note the following: (a) Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in section 90 of the Ordinance, other conduct requirements set out in any rules made under section 94, any codes of conduct issued...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
..., licensed insurance intermediaries should also note the following: (a) Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in section 90 of the Ordinance, other conduct requirements set out in any rules made under section 94, any codes of conduct issued...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
... &4.7.5a – conditions including ML/TF risks are effectively managed etc. 4.7.8 – complete verification within the specified timeframe 30 working days 90 working days 120 working days Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
[PDF]
e-ppt20120306-01.pdf
... including ML/TF risks are effectively managed etc. • 4.7.8 – complete verification within the specified timeframe » 30 working days » 90 working days » 120 working days 29 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4 Chapter 4 –– Keeping...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01.pdf -
Date: 2021-11-12
... &4.7.5a – conditions including ML/TF risks are effectively managed etc. 4.7.8 – complete verification within the specified timeframe 30 working days 90 working days 120 working days Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
[PDF]
e-ppt20120306-01.pdf
... including ML/TF risks are effectively managed etc. • 4.7.8 – complete verification within the specified timeframe » 30 working days » 90 working days » 120 working days 29 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4 Chapter 4 –– Keeping...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01.pdf -
Date: 2022-04-27
... &4.7.5a – conditions including ML/TF risks are effectively managed etc. 4.7.8 – complete verification within the specified timeframe 30 working days 90 working days 120 working days Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
[PDF]
e-ppt20120306-01.pdf
... including ML/TF risks are effectively managed etc. • 4.7.8 – complete verification within the specified timeframe » 30 working days » 90 working days » 120 working days 29 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4 Chapter 4 –– Keeping...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01.pdf -
Date: 2019-11-05
[PDF]
GL13.pdf
..., market, and other risks; (vi) procedures for monitoring liquidity risk; (vii) the professional qualifications of those entrusted with investment activities; (viii) the valuation methodologies; (ix) compliance reports; (x) the procedures for selecting and monitoring any external asset managers used; (xi...
https://www.ia.org.hk/english/legislative_framework/files/GL13.pdf -
Date: 2020-09-24