... Replacement Appendix B 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“Ordinance”) and its principal function to regulate and supervise the insurance industry for the protection of existing and potential policy holders....

... Replacement Appendix B 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“Ordinance”) and its principal function to regulate and supervise the insurance industry for the protection of existing and potential policy holders....

... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / Notification Requirements for Appointments of Certain Positions ……....…………....………………......... 1 3. Factors for Determining “Fit...

... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / Notification Requirements for Appointments of Certain Positions ……....…………....………………......... 1 3. Factors for Determining “Fit...

... Common compliance issues arising in the first year of the direct regulatory regime for licensed insurance agents and issues relating to authorized insurers 18 December 2020 Our Ref: MC/INT/5 By Email To: Chief Executives of all Authorized Insurers Dear Sirs, Common compliance issues arising in the...

... Study Notes for the Investment-linked Long Term Insurance Examination (2015 Edition) Investment-linked Long Term Insurance Examination Study Notes 2015 Edition Insurance Intermediaries Quality Assurance Scheme i PREFACE These Study Notes have been prepared to correspond with the various Chapters...

... ( Insurance Intermediaries Quality Assurance Scheme ) Investment-linked Long Term Insurance Examination Study Notes 2015 Edition PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Investment-linked Long Term Insurance Examination. The...

...;) are encouraged to make reference to the reporting methods and advice available on the website of the Joint Financial Intelligence Unit (“JFIU”) , as well as the advice and observations from the JFIU set out below. Adopting the SAFE approach "SAFE" is a...

... leaflet_中介人_eng Understanding the role of insurance intermediaries and policy holders’ interests Insurance intermediaries serve on the frontline of the industry, connecting policy holders and insurance companies. They are engaged mainly in selling insurance products, providing information and...