... requirements in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L) (the “Broker Rules”), relating to capital and net assets, professional indemnity insurance, keeping of separate client accounts and keeping of proper books and accounts (section 73 of the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
... - procurement of reinsurance and the selection criteria of the brokers; (k) describing the process for ensuring accurate and proper documentation of reinsurance arrangements; and (l) describing the criteria and process for the use of facultative reinsurance, which should be secured before the insurer accepts a...
https://www.ia.org.hk/english/legislative_framework/files/GL17.pdf -
Date: 2020-09-24
... for Class A and Class C Products” and also, in the case of licensed insurance agents, paragraph 80(l) of the Code of Practice for the Administration of Insurance Agents (7th version dated 1 March 2010); b) Licensed insurance broker companies registered immediately prior to the Effective Date with the...
https://www.ia.org.hk/english/legislative_framework/files/GL25_English.pdf -
Date: 2020-09-24
... for Class A and Class C Products” and also, in the case of licensed insurance agents, paragraph 80(l) of the Code of Practice for the Administration of Insurance Agents (7th version dated 1 March 2010); b) Licensed insurance broker companies registered immediately prior to the Effective Date with the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/OFFERING_Gifts.pdf -
Date: 2020-06-24
... for Class A and Class C Products” and also, in the case of licensed insurance agents, paragraph 80(l) of the Code of Practice for the Administration of Insurance Agents (7th version dated 1 March 2010); b) Licensed insurance broker companies registered immediately prior to the Effective Date with the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL25.pdf -
Date: 2019-11-29
... Guidance Note on Client Agreement for Linked Long Term Insurance Business (CIB-GN(9)) 6/88 K. Guidance Note on Product Recommendation for Long Term Insurance Business (Including Linked Long Term Insurance) (CIB-GN(12)) 6/90 L. Code of Conduct for Insurance Brokers Conducting Investment Linked Business 6/93...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
..., information of authorized insurers or licensed insurance intermediaries who are also SFC-licensed persons in a format as mutually agreed by the parties; (l) providing the SFC with information regarding any insurance-related investment products, or any authorized insurer or licensed insurance intermediary that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
..., information of authorized insurers or licensed insurance intermediaries who are also SFC-licensed persons in a format as mutually agreed by the parties; (l) providing the SFC with information regarding any insurance-related investment products, or any authorized insurer or licensed insurance intermediary that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... branch). (k) “Standard Plan” means the insurance plan with terms and benefits equivalent to the minimum compliant product requirements of the VHIS, which are from time to time published and subject to regular review by the FHB. -4- (l) “Scheme Documents” means the following documents issued by the FHB...
https://www.ia.org.hk/english/legislative_framework/files/GL31_20191129e.pdf -
Date: 2020-09-24
..., information of authorized insurers or licensed insurance intermediaries who are also SFC-licensed persons in a format as mutually agreed by the parties; (l) providing the SFC with information regarding any insurance-related investment products, or any authorized insurer or licensed insurance intermediary that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01