... initiatives and new role in facilitating market and industry development 3 Phased approach Phase 1 • 7 Dec 2015 to 26 June 2017 • IA was vested with certain administrative functions only and co-existed with the Office of the Commissioner of Insurance (OCI) Phase 2 • From 26 June 2017 • Takeover of OCI’s...

... initiatives and new role in facilitating market and industry development 3 Phased approach Phase 1 • 7 Dec 2015 to 26 June 2017 • IA was vested with certain administrative functions only and co-existed with the Office of the Commissioner of Insurance (OCI) Phase 2 • From 26 June 2017 • Takeover of OCI’s...

... initiatives and new role in facilitating market and industry development 3 Phased approach Phase 1 • 7 Dec 2015 to 26 June 2017 • IA was vested with certain administrative functions only and co-existed with the Office of the Commissioner of Insurance (OCI) Phase 2 • From 26 June 2017 • Takeover of OCI’s...

... Representative in the sub-register of Chief Executives and Technical Representatives. 2.2 In these Regulations: 2.2.1 words importing one gender only shall include the other gender; 2.2.2 words stated in the singular may apply in the plural or vice versa; 2.2.3 a reference to an Article, a Regulation or an Annex...

... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...

... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...

... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...

... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...

... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...

... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...