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⏭..., ____________________________), who is a director or senior manager of our company, has been appointed and has been carrying out the functions in accordance with the Guideline; 2 A Money Laundering Reporting Officer (namely, ______________________), who is a senior staff member of our company, has been appointed and has been...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_PIBA_Annual_Comp_Cert_GL_on_AML_and_CTF_v3_2_5_2018_eg19.pdf -
Date: 2019-12-20
... on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC (“SFC Code of Conduct”) to include, with effect from...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20
[PDF]
3q20long.pdf
...) 0 440,664 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 87,446 非意外及疾病 Other than Accident & Sickness 74,322 19,442,021 8,612 133,670 (II) 年金 (II) Annuities 2,183 74,771 120,554 4,624,655 1,823,110 8,404,060 類別 A 總額 Total of Class A 22,925 768,303 54,041,535 326,207,358 31,995,694 58,538,059 B 婚姻及...
https://www.ia.org.hk/english/infocenter/statistics/files/3q20long.pdf -
Date: 2020-11-30
... well. (2) Fallback strategy in case where the clients cannot be reached for policy delivery. (3) Documentation of the paper flow. Filing Requirement The acknowledgement of receipt by client of the policy document should form part of the client’s record to be kept and maintained by the Members. CIB would...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_29_1_2010_eg19.pdf -
Date: 2019-12-20
[PDF]
GL4Marked-up.pdf
... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / No Objection / Notification Requirements for Appointments of Certain Positions ……....…………....……………….........…....…………… ….... 1...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf -
Date: 2018-01-12
... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf -
Date: 2022-01-06
... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf -
Date: 2022-05-31
... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf -
Date: 2020-06-24
[PDF]
4q18long.pdf
...計劃 Base Plan 34,469 12,344 16,871,735 5,496,467 16,624,243 777,763 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 2,357 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 1,702 非意外及疾病 Other than Accident & Sickness 0 1,213,729 0 3,453 類別 C 總額 Total of Class C 34,469 12,344 16...
https://www.ia.org.hk/english/infocenter/statistics/files/4q18long.pdf -
Date: 2019-09-23