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⏭... on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC (“SFC Code of Conduct”) to include, with effect from...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20
[PDF]
3q20long.pdf
...) 0 440,664 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 87,446 非意外及疾病 Other than Accident & Sickness 74,322 19,442,021 8,612 133,670 (II) 年金 (II) Annuities 2,183 74,771 120,554 4,624,655 1,823,110 8,404,060 類別 A 總額 Total of Class A 22,925 768,303 54,041,535 326,207,358 31,995,694 58,538,059 B 婚姻及...
https://www.ia.org.hk/english/infocenter/statistics/files/3q20long.pdf -
Date: 2020-11-30
... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf -
Date: 2022-01-06
... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf -
Date: 2022-05-31
... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf -
Date: 2020-06-24
[PDF]
GL4Marked-up.pdf
... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / No Objection / Notification Requirements for Appointments of Certain Positions ……....…………....……………….........…....…………… ….... 1...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf -
Date: 2018-01-12
... Application for Change of Remittance Approach / Reporting Basis (minimum 2 months application in advance of the start date of the reporting relevant period is required) To : Insurance Authority (Attention: Finance Section) By email1 or mail2 From : Name of insurer (Company Registration no.) Date...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/ApplicationforChangeofRemittanceApproachReportingBasis.docx -
Date: 2019-10-23
[PDF]
4q18long.pdf
...計劃 Base Plan 34,469 12,344 16,871,735 5,496,467 16,624,243 777,763 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 2,357 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 1,702 非意外及疾病 Other than Accident & Sickness 0 1,213,729 0 3,453 類別 C 總額 Total of Class C 34,469 12,344 16...
https://www.ia.org.hk/english/infocenter/statistics/files/4q18long.pdf -
Date: 2019-09-23
[PDF]
GL3A_Appendix_B.pdf
... GL3A 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局 (“保監局”)根據《打擊洗錢及恐怖分子資金 籌集(金融機構)條例》 (第 615 章 )(“條例” )第 23(1)條發出 本指引。根據條例第 21 條，如果經營長期業務或就長期業 務提供意見的獲授權保險人、獲委任保險代理人及獲授權保 險經紀 (“保險機構...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01