... Setting up an individual account involves several steps as follows: 2.1 Step 1 - Submission of Application Form for Individual Account Individual account owner need to provide the following information to their principal in order to create an individual account: a. Full Name in English – The name must be...

... purposes and clarity. If we consider that there is a need to meet with a complainant in order to better understand the conduct issues involved in a complaint, or to gather information on the complaint, we will seek to arrange such meeting. (6) How do I lodge a complaint with the IA...

... contact details of its TRs from the e-portal, verify this information, update it as necessary, and then upload the updated information to the e-portal. 4) The IA will then send e-mails to each of the TRs, inviting them to activate their individual accounts in the e-portal in order to submit their licence...

... necessary, and then upload the updated information to the e-portal. 4) The IA will then send e-mails to each of the TRs, inviting them to activate their individual accounts in the e-portal in order to submit their licence applications. 5) Once activated, the TR can access his/her e-portal account and will...

... 2021 to make good the shortfall in order to avoid a penalty. Similarly individual licensees with a shortfall of more than 50% CPD hours as at 31 July 2021, have until 31 October 2021 to make good the shortfall in order to limit the penalty to a fine (and avoid suspension and later revocation). Note...

... the industry by putting all necessary elements in place in order to formulate policy decision on the RBC regime. The data to be collected from QIS 2 would enable the IA to perform data analysis and further refine the risk charges and capital requirements in QIS 3. Therefore, your data submission is...