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sn-long-2015.docx
... Guidance Note on Client Agreement for Linked Long Term Insurance Business (CIB-GN(9)) 6/88 K. Guidance Note on Product Recommendation for Long Term Insurance Business (Including Linked Long Term Insurance) (CIB-GN(12)) 6/90 L. Code of Conduct for Insurance Brokers Conducting Investment Linked Business 6/93...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
... different types of licence, there will be two cut-off dates for deemed licensees who have not yet submitted their new licence applications: Licence Type Cut-off Date • licensed insurance agency; or • licensed insurance broker company 6:00 pm on 4 July 2022 (Monday) • licensed individual insurance agent...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Cut-off_dates_for_deemed_licensee_applications_20220321_ENG.pdf -
Date: 2022-05-31
... procedures, that when more than one type of Long Term Insurance products, or a hybrid of different types, are available to meet clients’ specific needs and financial circumstances, Members should not confine the options to a single type of products or to products of a single provider. - 2 - 8. Only in cases...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
syll-15.pdf
... Bond G. Price and Yield Relationship H. Yield Curve I. Marketability J. Bond Ratings K. International Markets L. Advantages of Bond Investment M. Disadvantages of Bond Investment N. Preferred Shares (Preference Shares) iii. Equities A. Investing in Equities B. Methods of Raising Equity C. Why Invest in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/syll-15.pdf -
Date: 2019-12-02
... of Mr To which gave rise to the MPFA’s decision involved his handling of client information, completion and submission of forms, and carrying on telephone calls with a financial services provider, being the same type of activities that a licensed insurance intermediary undertakes when carrying...
https://www.ia.org.hk/english/infocenter/press_releases/20220308.html -
Date: 2022-03-08
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_IC_L01_version_2025.10.docx -
Date: 2025-10-23
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_IC_L01_version_2025.10.docx -
Date: 2025-10-23
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_IC_L01_version_2025.10.docx -
Date: 2025-10-23
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_IC_L01_version_2025.10.docx -
Date: 2026-04-08
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_IC_L01_version_2026.04.docx -
Date: 2026-04-08