... spirit in shaping our enforcement strategies and protocols.” Transitional arrangements To facilitate a smooth transition, all insurance intermediaries who are validly registered with the SROs immediately before 23 September 2019 will be deemed as licensees for a period of...

... period should be closer to what the insurers expected in accordance with their set investment strategy. It should be noted that this may not be the case in extreme financial market situations. As participating policies are long term in nature, the ratio in the later policy years may, in general...

... published in the sixth issue of Conduct in Focus (December 2022), listing out top 10 principals with the highest percentage of CPD non-compliances across their appointed individual licensees for the Assessment Period 2021/22. ...

... experience requirements: (1) They have proven long term insurance experience in Hong Kong for a cumulative period of at least seven years wi th in the eight-year per iod immediately before 1 January 2002; and (2) They have proven experience in Hong Kong in sel l ing at least 4 investment-linked long term...

... experience requirements: (1) They have proven long term insurance experience in Hong Kong for a cumulative period of at least seven years wi th in the eight-year per iod immediately before 1 January 2002; and (2) They have proven experience in Hong Kong in sel l ing at least 4 investment-linked long term...

... licensee has a licence which runs from 23 September 2019 to 22 September 2022 (“transitional period”). During this transitional period, every deemed licensee needs to apply for a new licence from the Insurance Authority (“IA”) if they wish to continue carrying on regulated activities after 22 September...

... account, balance sheet, abstract, certificate or statement of an insurer and any report of the auditor shall be deposited with the Authority within 4 months after the close of the period to which the account, balance sheet, abstract, certificate, statement or report relates. Issue – August 2017 Page 3...

... experience requirements: (1) They have proven long term insurance experience in Hong Kong for a cumulative period of at least seven years wi th in the eight-year per iod immediately before 1 January 2002; and (2) They have proven experience in Hong Kong in sel l ing at least 4 investment-linked long term...

... licensee has a licence which runs from 23 September 2019 to 22 September 2022 (“transitional period”). During this transitional period, every deemed licensee needs to apply for a new licence from the Insurance Authority (“IA”) if they wish to continue carrying on regulated activities after 22 September...

... businesses is $14 million. 1 According to section 20(1A) of Cap. 41, any account, balance sheet, abstract, certificate or statement of an insurer and any report of the auditor shall be deposited with the Authority within 4 months after the close of the period to which the account, balance sheet, abstract...