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ppt20151109-01.pdf
... information and customers’ self declaration Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018 The Government has implemented a work plan in accordance with the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2019-11-05
... Annex A – Final Form of Code of Conduct for Licensed Insurance Agents Annex B – Final Form of Code of Conduct for Licensed Insurance Agents with Track Changes Annex C – List of Respondents Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 2 Introduction 1. On 28 March...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Annex A – Final Form of Code of Conduct for Licensed Insurance Agents Annex B – Final Form of Code of Conduct for Licensed Insurance Agents with Track Changes Annex C – List of Respondents Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 2 Introduction 1. On 28 March...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... New Q&As to Interpretation Notes 1 Insurance Authority (“IA”) Circular providing interpretation notes (“Circular”) relating to the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products The Insurance Authority (“IA”) issues this Circular with the aim of providing further...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-12-10
... New Q&As to Interpretation Notes 1 Insurance Authority (“IA”) Circular providing interpretation notes (“Circular”) relating to the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products The Insurance Authority (“IA”) issues this Circular with the aim of providing further...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-09-09
[PDF]
cir_aml_20190313.pdf
... destruction (“WMD”) and its financing. The FATF calls on its members and urges other jurisdictions to apply effective counter-measures and targeted financial sanctions in accordance with applicable United Nations Security Council Resolutions to protect their financial sectors from money laundering, financing...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20190313.pdf -
Date: 2019-12-24
[HTML]
Licence Application
... Representative (Broker) Licensed Insurance Broker Company Compliance with the education requirements as specified in the Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/licence_application.html -
Date: 2020-04-21
... GL24. Example 4(a): The individual licensee (who is not a Travel Insurance Agent) was registered with the Insurance Agents Registration Board (“IARB”) on 22 August 2019 and remained registered with IARB immediately before 23 September 2019. The individual is required to earn a minimum of 8 CPD hours for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-12-06
...) was registered with the Insurance Agents Registration Board (“IARB”) on 22 August 2019 and remained registered with IARB immediately before 23 September 2019. The individual is required to earn a minimum of 8 CPD hours for the First CPD Assessment Period as prescribed in table (1.1) of Annex 3 to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-05-06