... meaning of section 9 of the Ordinance) of the Company. 20. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 21. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT...

... meaning of section 9 of the Ordinance) of the Company. 20. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 21. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT...

... relationship: a) Employer’s power in selection of his employees b) Payment of wages or other remuneration c) Employer’s right to control the method of doing the work d) Employer’s right of suspension or dismissal e) The risk-bearing of business venture Classification of Employer’s Liability The EC insurance...

... much could reduce the effectiveness of the control which insurers are able to exercise over their appointed insurance agents and insurance agencies and make it more difficult for insurers to fulfill their responsibilities under the Ordinance (especially bearing in mind that they are responsible for the...

... of section 9 of the Ordinance) of the Company. 19. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 20. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT in...

... of section 9 of the Ordinance) of the Company. 19. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 20. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT in...

... of section 9 of the Ordinance) of the Company. 19. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 20. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT in...

... relation to a firm, − whether the conduct reveals serious or systemic weaknesses of the firm’s internal control procedures and risk management systems in respect of all or part of the business of regulated activities carried on by the firm; − the seniority and industry experience of the staff involved in...

... relation to a firm, − whether the conduct reveals serious or systemic weaknesses of the firm’s internal control procedures and risk management systems in respect of all or part of the business of regulated activities carried on by the firm; − the seniority and industry experience of the staff involved in...

... would be cross checked and verified by separate and independent staff member. Establishment of internal control procedures to support the segregation is highly recommended and constant supervision is necessary. Member must monitor closely the activities of the respective functions to avoid any loophole...