... Intelligence Unit List of Contents • Overview of JFIU • AML Legislation in HK • The ‘SAFE’ Approach • Reporting of STR • Red Flag Indicators • STREAMS香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU Joint Financial...

... Intelligence Unit List of Contents • Overview of JFIU • AML Legislation in HK • The ‘SAFE’ Approach • Reporting of STR • Red Flag Indicators • STREAMS香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU Joint Financial...

... details about acceptable Insurance Qualification, please refer to the list published on the IA’s website.  A diploma granted by a degree-awarding higher education institution established or registered under an Ordinance of Hong Kong in insurance, law, business, risk management, accounting, finance...

... Intelligence Unit List of Contents • Overview of JFIU • AML Legislation in HK • The ‘SAFE’ Approach • Reporting of STR • Red Flag Indicators • STREAMS香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU Joint Financial...

...: ___________________________________________ Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A5 IV. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s) in the table below and submit Form A3 - Application for Responsible Officer for each proposed Responsible Officer. Name of Proposed...

...: ___________________________________________ Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A5 IV. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s) in the table below and submit Form A3 - Application for Responsible Officer for each proposed Responsible Officer. Name of Proposed...

... requirement, maintain an up-to-date list of its directors, controllers (as defined in section 9 of the Ordinance) and key persons in control functions and ensure that notification of any change in those individuals are made to the IA within the required timeline. Where the authorized insurer is incorporated...

...: ___________________________________________ Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A5 IV. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s) in the table below and submit Form A3 - Application for Responsible Officer for each proposed Responsible Officer. Name of Proposed...

...: List of Admissible and Inadmissible Insurance Terminologies ...................................... Annex-1 3 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“Ordinance”), its principal function to regulate and...

...: List of Admissible and Inadmissible Insurance Terminologies ...................................... Annex-1 3 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“Ordinance”), its principal function to regulate and...